DFX Intelligence

R••••• W••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R••••• W••••• H•••

Advisor at S•••••••• B••••••••• L••

Spanish Fork, UT | Bothell, WA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• B••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• B••••••••• L••	Independent wealth	Oct 1, 2024	n/a	yes	Bothell, WA\|Spanish Fork, UT	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Feb 19, 2016	Oct 5, 2024	no	Mill Creek, WA\|ATLANTA, GA\|Bothell, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	S•••••••• B••••••••• L••	Oct 5, 2024	Oct 1, 2024	-4	Firm change	Ibd to RIA
T••••••••• F•••••••• A•••••••• L••	O•••• A••••••• S•••••••• L••	Mar 15, 2016	Feb 19, 2016

Relationships

Registered with (3)

→ S•••••••• B••••••••• L••Registered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 19, 2016 to Oct 5, 2024factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 19, 2015 to Mar 15, 2016factForm ADV

Dated events

Order

Occurred
5 Oct 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 19, 2015
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.