This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$393MItem 5.F on the latest filing (2026-04-06); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$366M

Private client RAUM

$393MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$98.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

7

Advisory employees

7

Offices

0Schedule D 1.F, beyond the principal office

Accounts

585

Individual clients

96

High net worth clients

89

Custody, client assets

$100M

SEC number

801-130443

CRD

331134

Filings on the tape

8

First filed

May 9, 2024

Latest filed

Apr 6, 2026

Organised

Limited Liability Company, CO

Website

causeywealth.com

• Occurred

  Jul 1, 2024
  Team lift-out

  2 advisors left Causey Demgen & Moore P.C. (Denver, CO) for Causey Wealth LLC on the same day

  Form ADVobserved 6 days ago
  2 advisors
• Occurred

  May 9, 2024
  First Form ADV filing

  Causey Wealth Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:495a2885-cf8a-fd0e-74d0-f83ab1b132bb

First observed

May 9, 2024

Last observed

Apr 6, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.