DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Causey Wealth LLC
Latest filing Apr 6, 2026
First filing on the tape May 9, 2024 · 8 filings
SEC status approved since Jun 12, 2024
RAUM
$393M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
100%
$393M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$98.3M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$393M as of Apr 6, 2026
Jan 7, 2025$293M then
HNW client RAUM$365M as of Apr 6, 2026
Jan 7, 2025$275M then
State-registered IARs (5.B.3)4 as of Apr 6, 2026
Jan 7, 20250 then
Employees (5.A)7 as of Apr 6, 2026
Jan 7, 20256 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 0 to 4
Practice profile
derived from the filing of Apr 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $98.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $672,138derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $100M, 67 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$365M93%
- Individuals$28.1M7.2%
- Individual clients
- 96reported
- HNW clients
- 89reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 585reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $100M for 67 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robb Andrew Stone | Greenwood Village, Co | Jul 1, 2024 | 24 y | 2 |
| Nathanael Adam Koch | Greenwood Village, Co | Jul 3, 2024 | 27 y | 3 |
| Stephen Thompson Warren | Greenwood Village, Co | Aug 23, 2024 | 10 y | 0 |
| Timothy Sean ItinChartered Financial Analyst | Greenwood Village, Co | Jul 21, 2025 | 39 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Nathanael Adam Koch from Causey Demgen & Moore P.C.Jul 3, 2024 · RIA to RIA
- Robb Andrew Stone from Causey Demgen & Moore P.C.Jul 1, 2024 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Causey Demgen & Moore P.C.Jul 1, 2024 · Denver, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Adam Nathanael Koch · Member & Chief Compliance Officercontrolsince 04/2024 · owns 50% to 75%
- Andrew Robb Stone · Member & Compliance Officercontrolsince 04/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwood Village, Co · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 486 to 585Jul 22, 2025 to Mar 30, 2026
- Advisory employees · 6 to 7Jul 22, 2025 to Mar 30, 2026
- HNW clients · 107 to 89Jul 22, 2025 to Mar 30, 2026
- Individual clients · 41 to 96Jul 22, 2025 to Mar 30, 2026
- Assets in custody · $0 to $100MJul 22, 2025 to Mar 30, 2026
- Employees · 6 to 7Jul 22, 2025 to Mar 30, 2026
- State-registered IARs · 0 to 4Jul 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $315M to $366MJul 22, 2025 to Mar 30, 2026
- HNW RAUM · $315M to $365MJul 22, 2025 to Mar 30, 2026
- Individual RAUM · $17.8M to $28.1MJul 22, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $17.8M to $27.2MJul 22, 2025 to Mar 30, 2026
- RAUM · $332M to $393MJul 22, 2025 to Mar 30, 2026
- Financial planning clients · 51-100 to 51-100Apr 2, 2025 to Jul 22, 2025
- Accounts · 572 to 486Jan 7, 2025 to Apr 2, 2025
- HNW clients · 105 to 107Jan 7, 2025 to Apr 2, 2025
- HQ city · to GREENWOOD VILLAGEJan 7, 2025 to Apr 2, 2025
- HQ state · to COJan 7, 2025 to Apr 2, 2025
- Discretionary RAUM · $275M to $315MJan 7, 2025 to Apr 2, 2025
- HNW RAUM · $275M to $315MJan 7, 2025 to Apr 2, 2025
- Individual RAUM · $17.3M to $17.8MJan 7, 2025 to Apr 2, 2025
- Non-discretionary RAUM · $17.3M to $17.8MJan 7, 2025 to Apr 2, 2025
- RAUM · $293M to $332MJan 7, 2025 to Apr 2, 2025
- HQ city · unset to Jun 7, 2024 to Jan 7, 2025
- HQ state · unset to Jun 7, 2024 to Jan 7, 2025
Signals
2 dated events
- 2 advisors left Causey Demgen & Moore P.C. (Denver, CO) for Causey Wealth LLC on the same dayJul 1, 2024 · Team lift-out · derived
- Causey Wealth Llc filed its initial SEC registration (Form ADV)May 9, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@causeywealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-672-9876reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/causeywealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- causeywealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 3036729876reportedpublic record, Form ADV, Apr 6, 2026
- Team page
- causeywealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026