DFX Intelligence

N•••••••• A••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

N•••••••• A••• K•••

Advisor at C••••• W••••• L••

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:66f07ac0-b94b-0063-4442-504b1ed8f5cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• W••••• L••	Independent wealth	Jul 3, 2024	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
C••••• D••••• • M•••• P•••	Former SEC adviser	Jul 13, 2007	Jul 1, 2024	no	DENVER, CO\|DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• D••••• • M•••• P•••	C••••• W••••• L••	Jul 1, 2024	Jul 3, 2024	2	Firm change	RIA to RIA
P•••••• W••• F•••••••• C••••••••• I••	C••••• D••••• • M•••• P•••	Jun 4, 2007	Jul 13, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
111115:331134:CO:2024-07-01	Jul 1, 2024	Jul 3, 2024	DENVER, CO	Firm change

Relationships

Registered with (4)

→ C••••• W••••• L••Registered adviserregistration: current employment
Jul 3, 2024 to presentfactForm ADV
→ C••••• D••••• • M•••• P•••Registered adviserregistration: previous registration
Jul 13, 2007 to Jul 1, 2024factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••Registered adviserregistration: previous registration
Oct 4, 2004 to Jun 4, 2007factForm ADV
→ M••••• F•••••••• A•••••••• L••Registered adviser

Dated events

Occurred
Jul 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66f07ac0-b94b-0063-4442-504b1ed8f5cb
First observed: Apr 27, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.