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Advisor at PROSPERITAS FINANCIAL, LLC
Irvine, CA | VALENCIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERITAS FINANCIAL, LLC | Independent wealth | Jul 2, 2025 | n/a | yes | Irvine, CA|VALENCIA, CA | Current employment |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Jan 12, 2016 | Jun 30, 2025 | no | SANTA FE SPRINGS, CA|COSTA MESA, CA|SANTA FE SPRINGS, CA | Previous registration |
| KEYSTONE CAPITAL CORPORATION | Former SEC adviser | Jan 23, 2014 | Dec 31, 2015 | no | NEW YORK, NY|SAN DIEGO, CA|Santa Fe Springs, CA | Previous registration |
| CALTON & ASSOCIATES, INC. | Independent wealth | Jan 2, 2014 | Jan 21, 2014 | no | IRVINE, CA|TAMPA, FL|TAMPA, FL | Previous registration |
| CADARET GRANT & CO INC | Former SEC adviser | Nov 3, 2008 | Dec 31, 2013 | no | SYRACUSE, NY|SANTA FE SPRINGS, CA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Aug 1, 2002 | Oct 31, 2008 | no | SANTA FE SPRINGS, CA|COVINA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | PROSPERITAS FINANCIAL, LLC | Jun 30, 2025 | Jul 2, 2025 | 2 | Firm change | Ibd to RIA |
| KEYSTONE CAPITAL CORPORATION | CENTAURUS FINANCIAL, INC. | Dec 31, 2015 | Jan 12, 2016 | 12 | Firm change | Other |
| CALTON & ASSOCIATES, INC. | KEYSTONE CAPITAL CORPORATION | Jan 21, 2014 | Jan 23, 2014 | 2 | Firm change | Other |
| CADARET GRANT & CO INC | CALTON & ASSOCIATES, INC. | Dec 31, 2013 | Jan 2, 2014 | 2 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | CADARET GRANT & CO INC | Oct 31, 2008 | Nov 3, 2008 | 3 | Firm change | Other |