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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

WILLIAM MCPHERSON FITZHUGH

Advisor at D.A. DAVIDSON & CO.

San Gabriel, CA | PASADENA, CA

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Search this name across graphsid dfx:ria:61015a40-6ab9-c37b-ea14-09eb6cbda72b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.A. DAVIDSON & CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: Nov 26, 2002
First registration: Dec 6, 2002
Dual registered: yes, broker-dealer
Other names: WILLIAM M FITZHUGH|BILL FITZHUGH
IAPD individual key: 1840974

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.A. DAVIDSON & CO.	Independent wealth	Nov 25, 2013	n/a	yes	PASADENA, CA\|San Gabriel, CA	Current employment
CROWELL WEEDON & CO.	Former SEC adviser	Nov 4, 2013	Nov 25, 2013	no	PASADENA, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Mar 12, 2013	Nov 4, 2013	no	PASADENA, CA	Previous registration
MAXWELL NOLL INVESTMENT ADVISORS	Former SEC adviser	Aug 8, 2008	Mar 4, 2013	no	PASADENA, CA\|PASADENA, CA	Previous registration
CLOUDBREAK CAPITAL LLC	n/a	Jul 2, 2007	Jul 31, 2008	no	LOS ANGELES, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 6, 2002	Oct 20, 2003	no	PASEDENA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CROWELL WEEDON & CO.	D.A. DAVIDSON & CO.	Nov 25, 2013	Nov 25, 2013	0	Bulk transfer	Other
CROWELL, WEEDON & CO.	CROWELL WEEDON & CO.	Nov 4, 2013	Nov 4, 2013	0	Bulk transfer	Other
MAXWELL NOLL INVESTMENT ADVISORS	CROWELL, WEEDON & CO.	Mar 4, 2013	Mar 12, 2013	8	Firm change	Other
CLOUDBREAK CAPITAL LLC	MAXWELL NOLL INVESTMENT ADVISORS	Jul 31, 2008	Aug 8, 2008	8	Firm change	Other
UBS FINANCIAL SERVICES INC.	CLOUDBREAK CAPITAL LLC	Oct 20, 2003	Jul 2, 2007	1,351	Firm change after gap	Other

Relationships

Registered with (6)

→ D.A. DAVIDSON & CO.Registered adviserregistration: current employment
Nov 25, 2013 to presentfactForm ADV
→ CROWELL WEEDON & CO.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Mar 12, 2013 to Nov 4, 2013factForm ADV
→ MAXWELL NOLL INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Aug 8, 2008 to Mar 4, 2013factForm ADV
→ CLOUDBREAK CAPITAL LLCRegistered adviserregistration: previous registration
Jul 2, 2007 to Jul 31, 2008factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 6, 2002 to Oct 20, 2003factForm ADV

Dated events

No dated event names this entity yet.