DFX Intelligence

Data Factory

B•••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

B•••• W••••

Advisor at L•••• F••• A••••••• S•••••••

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:497aa048-a5ff-8d5d-c195-ab6a6ef47014

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Sep 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Aug 17, 2026	n/a	yes	DALLAS, TX	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Feb 13, 2026	Aug 12, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	L•••• F••• A••••••• S•••••••	Aug 12, 2026	Aug 17, 2026	5	Firm change	Ibd to ibd
L•••• F••• A••••••• S•••••••	P•• W••••• M•••••••••	Feb 5, 2026

Relationships

Registered with (8)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: previous registration
Mar 24, 2025 to Feb 5, 2026factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 13, 2026 to Aug 12, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 12, 2021 to Mar 18, 2025factForm ADV
→ I•••••••• A•••••••• L••

Dated events

Occurred
Aug 12, 2026
Advisor changed firm
B•••• W•••• left P•• W••••• M••••••••• for L•••• F••• A••••••• S••••••• (registered 2026-08-17)
Form ADVobserved 6 days ago
Occurred
Feb 5, 2026
Advisor changed firm
B•••• W•••• left L•••• F••• A••••••• S••••••• for P•• W••••• M••••••••• (registered 2026-02-13)
Form ADVobserved 6 days ago
Occurred
Mar 18, 2025
Advisor changed firm
B•••• W•••• left L•• F•••••••• L•• for L•••• F••• A••••••• S••••••• (registered 2025-03-24)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:497aa048-a5ff-8d5d-c195-ab6a6ef47014
First observed: Sep 5, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.