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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DMITRY L GURVICH

Advisor at TD PRIVATE CLIENT WEALTH LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:498df928-945b-0470-c0cf-85968c967efe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 25, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 13
Exams: S66
First exam: May 25, 2004
First registration: May 26, 2004
Dual registered: yes, broker-dealer
Other names: DMITRY GURVICH
IAPD individual key: 4749713

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Aug 23, 2013	n/a	yes	NEW YORK, NY	Current employment
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Aug 31, 2010	Aug 26, 2013	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 16, 2007	Aug 13, 2010	no	PRINCETON, NJ\|HADDON TOWNSHIP, NJ\|HADDON TOWNSHIP, NJ\|LAWRENCEVILLE, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 18, 2006	Oct 18, 2006	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 9, 2006	Jul 25, 2006	no	PENNINGTON, NJ\|NEW YORK, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 9, 2005	May 15, 2006	no	HADDON TOWNSHIP, NJ\|PENNINGTON, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 26, 2004	Jun 4, 2005	no	PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HSBC SECURITIES (USA) INC.	TD PRIVATE CLIENT WEALTH LLC	Aug 26, 2013	Aug 23, 2013	-3	Firm change	Other
WELLS FARGO ADVISORS	HSBC SECURITIES (USA) INC.	Aug 13, 2010	Aug 31, 2010	18	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Oct 18, 2006	Apr 16, 2007	180	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Jul 25, 2006	Aug 18, 2006	24	Firm change	Other
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 15, 2006	Jun 9, 2006	25	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Jun 4, 2005	Dec 9, 2005	188	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Aug 23, 2013 to presentfactForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Aug 31, 2010 to Aug 26, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 16, 2007 to Aug 13, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 18, 2006 to Oct 18, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 9, 2006 to Jul 25, 2006factForm ADV

Dated events

No dated event names this entity yet.