DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dmitry L Gurvich
Feed of 09/14/2026
Also filed as Dmitry Gurvich
At current firm
13 y
since Aug 23, 2013
In the industry
22 y
since May 25, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
13
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Td Private Client Wealth LLC BD affiliated currentsince Aug 23, 2013 · New York, Ny
- Hsbc Securities (USA) Inc. BD affiliatedAug 31, 2010 to Aug 26, 2013 · New York, Ny
- Wells Fargo Advisors wirehouseApr 16, 2007 to Aug 13, 2010 · Princeton, Nj
- Chase Investment Services Corp. formerAug 18, 2006 to Oct 18, 2006 · New York, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 9, 2006 to Jul 25, 2006 · Pennington, Nj
- Wells Fargo Advisors wirehouseDec 9, 2005 to May 15, 2006 · Haddon Township, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 26, 2004 to Jun 4, 2005 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- Hsbc Securities (USA) Inc. to Td Private Client Wealth LLCleft Aug 26, 2013, registered Aug 23, 2013 (-3 days) · Other
- Wells Fargo Advisors to Hsbc Securities (USA) Inc.left Aug 13, 2010, registered Aug 31, 2010 (18 days) · Other
- Chase Investment Services Corp. to Wells Fargo Advisorsleft Oct 18, 2006, registered Apr 16, 2007 (180 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Chase Investment Services Corp.left Jul 25, 2006, registered Aug 18, 2006 (24 days) · Other
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 15, 2006, registered Jun 9, 2006 (25 days) · Wirehouse to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Jun 4, 2005, registered Dec 9, 2005 (188 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address