DFX Intelligence

P••• C••••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)18 years in industry

P••• C••••••• A•••••••

Advisor at F•••••••• I••••••••• C•••••••••

••• Locked

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Search this name across graphsid dfx:ria:49a54971-49a9-9e11-de12-54448a306e96

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 1, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• I••••••••• C•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Current registrations: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••••••• A• D••••••• O• F•••••••• M••• L••	Asset manager	Feb 27, 2025	n/a	yes	Healdsburg, CA\|BOSTON, MA	Current employment
F•••••••• G••••• I••••••••• M••••••••• C••••	Asset manager	Feb 20, 2025	n/a	yes	Healdsburg, CA\|NEW YORK, NY

Relationships

Registered with (4)

→ M•• A•••••••• A• D••••••• O• F•••••••• M••• L••Registered adviserregistration: current employment
Feb 27, 2025 to presentfactForm ADV
→ F•••••••• I••••••••• C•••••••••Registered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ F•••••••• G••••• I••••••••• M••••••••• C••••Registered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ F•••••••• S••••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49a54971-49a9-9e11-de12-54448a306e96
First observed: May 1, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.