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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

JEFFREY DAVIS

Advisor at FIFTH THIRD SECURITIES, INC.

INDIAN LAND, SC | Charlotte, NC | INDIAN TRAIL, NC | CHARLOTTE, NC | FORT MILL, SC

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Search this name across graphsid dfx:ria:49b583ba-a2d6-50ce-9cd3-2d78221719f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 13, 2007
First registration: Jun 14, 2007
Dual registered: yes, broker-dealer
Other names: JEFFREY E DAVIS
IAPD individual key: 5295311

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jan 20, 2022	n/a	yes	CHARLOTTE, NC\|Charlotte, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|INDIAN TRAIL, NC\|INDIAN LAND, SC\|FORT MILL, SC	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 9, 2014	Apr 17, 2020	no	ALTAMONTE SPRINGS, FL\|MARIETTA, GA\|Omaha, NE	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 7, 2014	Apr 17, 2020	no	Winter Park, FL\|Sandy Springs, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 14, 2007	Apr 28, 2014	no	JACKSONVILLE, FL\|JACKSONVILLE, FL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 17, 2020	May 9, 2014	-2,170	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FIFTH THIRD SECURITIES, INC.	Apr 17, 2020	Jan 20, 2022	643	Firm change after gap	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Apr 28, 2014	May 7, 2014	9	Firm change	Other

Relationships

Registered with (4)

→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: current employment
Jan 20, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 9, 2014 to Apr 17, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 7, 2014 to Apr 17, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 14, 2007 to Apr 28, 2014factForm ADV

Dated events

No dated event names this entity yet.