DFX Intelligence

G••••••• E••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner14 years in industry

G••••••• E••••• T••••••

Advisor at M••••••

Concord, NH | Amherst, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:49c5a92a-1a82-5dec-1a80-ee364986599e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 23, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	May 9, 2025	n/a	yes	Concord, NH\|Amherst, NH	Current employment
I••••••••• F•••••••• A•••••••• L••	Independent wealth	Jan 30, 2024	May 28, 2025	no	FRANKLIN, NH\|Merrimack, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• A•••••••• L••	M••••••	May 28, 2025	May 9, 2025	-19	Firm change	RIA to ibd
N••••••••• M••••• I••••••••• S•••••••••	I••••••••• F•••••••• A•••••••• L••	Jan 16, 2024	Jan 30, 2024

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
May 9, 2025 to presentfactForm ADV
→ I••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 30, 2024 to May 28, 2025factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Oct 23, 2023 to Jan 16, 2024factForm ADV

Dated events

Occurred
May 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49c5a92a-1a82-5dec-1a80-ee364986599e
First observed: Oct 23, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.