DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Analyst26 years in industry

DARIAN HONG CHEN

Advisor at CWA ASSET MANAGEMENT GROUP

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:49dfdafb-9057-e9d6-9ac2-d761ad929e1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWA ASSET MANAGEMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
First registration: Jan 1, 2000
Dual registered: no
Other names: YING HONG CHEN
IAPD individual key: 4369642

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWA ASSET MANAGEMENT GROUP	Independent wealth	Jan 15, 2025	n/a	yes	NAPLES, FL	Current employment
BRAY CAPITAL ADVISORS, LLC	Former SEC adviser	Aug 28, 2014	May 5, 2025	no	NAPLES, FL\|NAPLES, FL	Previous registration
SEQUOIA FINANCIAL GROUP, L.L.C.	Independent wealth	Mar 26, 2007	Dec 23, 2008	no	CLEVELAND, OH	Previous registration
GRATRY & COMPANY, LLC	Former SEC adviser	May 21, 2004	Jun 6, 2014	no	CLEVELAND, OH	Previous registration
FIRST FIDUCIARY INVESTMENT COUNSEL INC	Independent wealth	Jan 1, 2000	Mar 26, 2004	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRAY CAPITAL ADVISORS, LLC	CWA ASSET MANAGEMENT GROUP	May 5, 2025	Jan 15, 2025	-110	Firm change after gap	RIA to RIA
GRATRY & COMPANY, LLC	SEQUOIA FINANCIAL GROUP, L.L.C.	Jun 6, 2014	Mar 26, 2007	-2,629	Firm change after gap	Other
SEQUOIA FINANCIAL GROUP, L.L.C.	BRAY CAPITAL ADVISORS, LLC	Dec 23, 2008	Aug 28, 2014	2,074	Firm change after gap	Other
FIRST FIDUCIARY INVESTMENT COUNSEL INC	GRATRY & COMPANY, LLC	Mar 26, 2004	May 21, 2004	56	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170289:158940:FL:2025-05-05	May 5, 2025	Jan 15, 2025	NAPLES, FL	Firm change after gap

Relationships

Registered with (5)

→ CWA ASSET MANAGEMENT GROUPRegistered adviserregistration: current employment
Jan 15, 2025 to presentfactForm ADV
→ BRAY CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 28, 2014 to May 5, 2025factForm ADV
→ GRATRY & COMPANY, LLCRegistered adviserregistration: previous registration
May 21, 2004 to Jun 6, 2014factForm ADV
→ SEQUOIA FINANCIAL GROUP, L.L.C.Registered adviserregistration: previous registration
Mar 26, 2007 to Dec 23, 2008factForm ADV
→ FIRST FIDUCIARY INVESTMENT COUNSEL INCRegistered adviserregistration: previous registration
Jan 1, 2000 to Mar 26, 2004factForm ADV

Dated events

Occurred
May 5, 2025
Advisor changed firm
Darian Hong Chen left Bray Capital Advisors, Llc for Cwa Asset Management Group (registered 2025-01-15)
Form ADVobserved 4 days ago