DFX Intelligence

B••• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

B••• C•••••• A•••••••• L••

CRD 170289

NAPLES, FL

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Search this name across graphsid dfx:ria:d56942be-80af-6321-bf03-58acb5d0a116

Data as of Mar 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 5
On other graphs: 0
Observed: Jan 15, 2014 to Mar 27, 2024
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $413M••• Locked
Discretionary RAUM: $413M
Private client RAUM: $412Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• C••••••••• P•••	MANAGER/MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	01/2014	Jan 15, 2014	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• P• B••• A••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Cleveland	Oh	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$413M	$404M	2.4%	$429M	-1.2%	5	6	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•• A•••• M••••••••• G••••	2	May 5, 2025	Jan 15, 2025	NAPLES, FL	Team lift out	RIA to RIA	100.0%

Relationships

Controls (1)

← B•••• C••••••••• P•••OwnerMANAGER/MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 15, 2014 to presentfactForm ADV

Registered with (2)

← DARIAN HONG CHENAdvisorregistration: previous registration
Aug 28, 2014 to May 5, 2025factForm ADV
← BRIAN JAMES TOLINAdvisorregistration: previous registration
Jul 12, 2016 to May 5, 2025factForm ADV

Moved with (1)

Dated events

Occurred
Jun 2, 2025
Left the SEC roster
B••• C•••••• A•••••••• L•• no longer on the SEC adviser roster (last listed 2025-05-02, RAUM $413.4M)
Form ADVobserved 7 days ago
$413M
Occurred
May 5, 2025
Team lift-out
2 advisors left B••• C•••••• A•••••••• L•• (Naples, FL) for C•• A•••• M••••••••• G•••• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
May 5, 2025
Advisor changed firm
Brian James Tolin left B••• C•••••• A•••••••• L•• for C•• A•••• M••••••••• G•••• (registered 2024-08-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d56942be-80af-6321-bf03-58acb5d0a116
First observed: Jan 15, 2014
Last observed: Mar 27, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.