DFX Intelligence

T•••• J••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

T•••• J••••••• S••••

Advisor at W•••• F•••• A•••••••

MELVILLE, NY

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Search this name across graphsid dfx:ria:49e80091-dc26-b8d6-5264-ddb4c5967763

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 2, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 11, 2022	n/a	yes	MELVILLE, NY	Current employment
S••••• O• A•••••• M••••••••• C•••	Asset manager	Jul 2, 2019	Jul 12, 2022	no	SYOSSET, NY\|Boca Raton, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• O• A•••••• M••••••••• C•••	W•••• F•••• A•••••••	Jul 12, 2022	Aug 11, 2022	30	Firm change	Other

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Aug 11, 2022 to presentfactForm ADV
→ S••••• O• A•••••• M••••••••• C•••Registered adviserregistration: previous registration
Jul 2, 2019 to Jul 12, 2022factForm ADV

Dated events

Occurred
Jul 12, 2022
Advisor changed firm
T•••• J••••••• S•••• left S••••• O• A•••••• M••••••••• C••• for W•••• F•••• A••••••• (registered 2022-08-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49e80091-dc26-b8d6-5264-ddb4c5967763
First observed: Jul 2, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.