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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

STORIE ADVISORS, L.L.C.

CRD 110224

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a10c547-55d0-266e-4cbb-99d13f29a620

Data as of Aug 10, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Aug 10, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $16.7MItem 5.F on the latest filing (2012-08-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $16.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $16.7Mgross asset value as reported per fund; never fund size
Custody, client assets: $16.7M
SEC number: 801-57927
CRD: 110224
Filings on the tape: 2
First filed: Mar 29, 2012
Latest filed: Aug 10, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
STORIE PARTNERS, L.P.	Hedge Fund	$16.7M	Aug 10, 2012	1	Mar 29, 2012	reported	021-918768

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIRICKSON, RICHARD, EDWARD	MANAGING MEMBER	E	yes	05/2000	Mar 29, 2012	Aug 10, 2012
GULARTE, JULIE, THERESE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2003	Mar 29, 2012	Aug 10, 2012
ROOT, LEON, ARTHUR	MEMBER/CFO	Na	yes	05/2000	Mar 29, 2012	Aug 10, 2012
LEWIS, DAVID, LEONARD	MEMBER/FUND MANAGER	Na	no	06/2003	Mar 29, 2012	Aug 10, 2012
WORTHINGTON, MICHAEL, JOHN	Trader	Na	no	07/2010	Mar 29, 2012	Aug 10, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SAN FRANCISCO SENTRY INVESTMENT GROUP	n/a	Former SEC adviser	$302M	N	yes	n/a
PINE CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
S F SENTRY SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$16.7M	$16.7M	n/a	n/a	n/a	1	$16.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$16.7M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (3)

← BRAIDER GLOBAL ADVISORS, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ SAN FRANCISCO SENTRY INVESTMENT GROUPRegistered adviserother investment adviser, common control
factForm ADV
→ PINE CAPITAL MANAGEMENT, LLCRegistered adviserpooled vehicle sponsor, common control
factForm ADV

Advises (1)

→ STORIE PARTNERS, L.P.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Owns (2)

← WORTHINGTON, MICHAEL, JOHNOwnerTRADER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← LEWIS, DAVID, LEONARDOwnerMEMBER/FUND MANAGER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Controls (3)

← ROOT, LEON, ARTHUROwnerMEMBER/CFO, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← GULARTE, JULIE, THERESEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← DIRICKSON, RICHARD, EDWARDOwnerMANAGING MEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a10c547-55d0-266e-4cbb-99d13f29a620
First observed: Mar 29, 2012
Last observed: Aug 10, 2012 171 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STORIE ADVISORS, L.L.C.

CRD 110224

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a10c547-55d0-266e-4cbb-99d13f29a620

Data as of Aug 10, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

STORIE PARTNERS, L.P.

Hedge Fund

$16.7M

Aug 10, 2012

Mar 29, 2012

reported

021-918768

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIRICKSON, RICHARD, EDWARD

MANAGING MEMBER

yes

05/2000

Mar 29, 2012

Aug 10, 2012

GULARTE, JULIE, THERESE

CHIEF COMPLIANCE OFFICER

yes

06/2003

Mar 29, 2012

Aug 10, 2012

ROOT, LEON, ARTHUR

MEMBER/CFO

yes

05/2000

Mar 29, 2012

Aug 10, 2012

LEWIS, DAVID, LEONARD

MEMBER/FUND MANAGER

06/2003

Mar 29, 2012

Aug 10, 2012

WORTHINGTON, MICHAEL, JOHN

Trader

07/2010

Mar 29, 2012

Aug 10, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SAN FRANCISCO SENTRY INVESTMENT GROUP

n/a

Former SEC adviser

$302M

yes

n/a

PINE CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

n/a

yes

n/a

S F SENTRY SECURITIES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$16.7M

n/a

$16.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$16.7M

n/a