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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BRAIDER GLOBAL ADVISORS, INC.

CRD 165219

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b25660d4-c05b-c7f1-22ae-62602fe8d1bb

Data as of Aug 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2012 to Aug 28, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2012-08-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Accounts: 0
SEC number: 801-77115
CRD: 165219
Filings on the tape: 1
First filed: Aug 28, 2012
Latest filed: Aug 28, 2012
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FOX, PHILIP, JOHN	PRESIDENT - PORTFOLIO MANAGER	E	yes	08/2012	Aug 28, 2012	Aug 28, 2012
MEISSNER, JULIE, THERESE	Cco	Na	yes	08/2012	Aug 28, 2012	Aug 28, 2012
ROOT, LEON, ARTHUR	Cfo	Na	yes	08/2012	Aug 28, 2012	Aug 28, 2012
YOUNG, DANIEL, CRAIG	SENIOR VICE PRESIDENT - PORTFOLIO MANAGER	Na	yes	08/2012	Aug 28, 2012	Aug 28, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SAN FRANCISCO SENTRY INVESTMENT GROUP	n/a	Former SEC adviser	$302M	N	yes	n/a
STORIE ADVISORS, L.L.C.	n/a	Former SEC adviser	$16.7M	N	yes	n/a
PINE CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
S F SENTRY SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Relationships

Affiliated with (3)

→ SAN FRANCISCO SENTRY INVESTMENT GROUPRegistered adviserother investment adviser, common control
factForm ADV
→ STORIE ADVISORS, L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PINE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (4)

← ROOT, LEON, ARTHUROwnerCFO, ownership code NA, individual
Aug 28, 2012 to presentfactForm ADV
← MEISSNER, JULIE, THERESEOwnerCCO, ownership code NA, individual
Aug 28, 2012 to presentfactForm ADV
← YOUNG, DANIEL, CRAIGOwnerSENIOR VICE PRESIDENT - PORTFOLIO MANAGER, ownership code NA, individual
Aug 28, 2012 to presentfactForm ADV
← FOX, PHILIP, JOHNOwnerPRESIDENT - PORTFOLIO MANAGER, ownership code E, individual
Aug 28, 2012 to presentfactForm ADV

Dated events

Occurred
Aug 28, 2012
First Form ADV filing
Braider Global Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b25660d4-c05b-c7f1-22ae-62602fe8d1bb
First observed: Aug 28, 2012
Last observed: Aug 28, 2012 171 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRAIDER GLOBAL ADVISORS, INC.

CRD 165219

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b25660d4-c05b-c7f1-22ae-62602fe8d1bb

Data as of Aug 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FOX, PHILIP, JOHN

PRESIDENT - PORTFOLIO MANAGER

yes

08/2012

Aug 28, 2012

MEISSNER, JULIE, THERESE

Cco

yes

08/2012

Aug 28, 2012

ROOT, LEON, ARTHUR

Cfo

yes

08/2012

Aug 28, 2012

YOUNG, DANIEL, CRAIG

SENIOR VICE PRESIDENT - PORTFOLIO MANAGER

yes

08/2012

Aug 28, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SAN FRANCISCO SENTRY INVESTMENT GROUP

n/a

Former SEC adviser

$302M

yes

n/a

STORIE ADVISORS, L.L.C.

n/a

Former SEC adviser

$16.7M

yes

n/a

PINE CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

n/a

yes

n/a

S F SENTRY SECURITIES, INC.

n/a

yes

n/a