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M•••••• T••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M•••••• T••••• E••••••

Advisor at R••••••••• C•••••• M•••••••••

SAN CLEMENTE, CA | New York, NY

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Search this name across graphsid dfx:ria:4a3748fa-037c-5f3d-6b3d-2466e0a80227

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 11, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Mar 10, 2026	n/a	yes	SAN CLEMENTE, CA	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Dec 19, 2025	n/a	yes	SAN CLEMENTE, CA\|New York, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	R••••••••• C•••••• M•••••••••	Jan 2, 2026	Dec 19, 2025	-14	Firm change	Wirehouse to ibd
C••••• S••••• S••••••••• •••• L••	U•• F•••••••• S••••••• I•••	Dec 22, 2015

Relationships

Registered with (5)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Mar 10, 2026 to presentfactForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Dec 19, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 11, 2015 to Jan 2, 2026factForm ADV
→ C••••• S••••• S••••••••• •••• L••

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
M•••••• T••••• E•••••• left U•• F•••••••• S••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2025-12-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a3748fa-037c-5f3d-6b3d-2466e0a80227
First observed: Feb 11, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.