This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MCDOWELL ASSOCIATES INVESTMENTS, LP

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 17, 2011earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Prior firms

1

Current registrations

3

Registered states

1

Exams

S66

First exam

Nov 17, 2011

First registration

Jun 12, 2012

Dual registered

no

Other names

BRADLEY R ROTH

IAPD individual key

5686432

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4a4b9281-106c-6dda-d32b-594ceef10719

First observed

Jun 12, 2012

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.