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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

MICHAEL JAMES HALL

Advisor at GATEWAY WEALTH PARTNERS, LLC

APPLETON, WI | Eau Claire, WI

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Search this name across graphsid dfx:ria:4a4f67b3-f6be-03a9-023f-e6e09a4e7eb8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GATEWAY WEALTH PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 8, 1987
First registration: Mar 21, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 1660729

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GATEWAY WEALTH PARTNERS, LLC	Independent wealth	Oct 11, 2024	n/a	yes	Eau Claire, WI\|APPLETON, WI	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	Oct 16, 2024	no	EAU CLAIRE, WI	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 3, 2021	Jan 19, 2024	no	LAKE ELMO, MN\|EAU CLAIRE, WI\|EAU CLAIRE, WI	Previous registration
GRADIENT WEALTH MANAGEMENT	Bd affiliated wealth	Feb 2, 2015	Mar 3, 2021	no	EAU CLAIRE, WI\|ARDEN HILLS, MN\|ARDEN HILLS, MN\|Eau Claire, WI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Aug 28, 2009	Feb 4, 2015	no	EAU CLAIRE, WI\|APPLETON, WI\|EAU CLAIRE, WI	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Mar 21, 2005	Sep 3, 2009	no	EAU CLAIRE, WI\|EAU CLAIRE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	GATEWAY WEALTH PARTNERS, LLC	Oct 16, 2024	Oct 11, 2024	-5	Firm change	Ibd to RIA
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
GRADIENT WEALTH MANAGEMENT	WOODBURY FINANCIAL SERVICES, INC.	Mar 3, 2021	Mar 3, 2021	0	Firm change	Ibd to ibd
SII INVESTMENTS, INC.	GRADIENT WEALTH MANAGEMENT	Feb 4, 2015	Feb 2, 2015	-2	Firm change	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	SII INVESTMENTS, INC.	Sep 3, 2009	Aug 28, 2009	-6	Firm change	Other

Relationships

Registered with (6)

→ GATEWAY WEALTH PARTNERS, LLCRegistered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Oct 16, 2024factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 3, 2021 to Jan 19, 2024factForm ADV
→ GRADIENT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 2, 2015 to Mar 3, 2021factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 28, 2009 to Feb 4, 2015factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Mar 21, 2005 to Sep 3, 2009factForm ADV

Dated events

Occurred
Oct 16, 2024
Advisor changed firm
Michael James Hall left Osaic Wealth, Inc. for Gateway Wealth Partners, Llc (registered 2024-10-11)
Form ADVobserved 3 days ago