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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

JONATHAN TODD LOCKLEAR

Advisor at LPL FINANCIAL LLC

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Search this name across graphsid dfx:ria:4a628d91-40a0-5b27-c824-9adf99045f10

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 2, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jan 17, 2003
First registration: Jul 2, 1999
Dual registered: yes, broker-dealer
Other names: JONATHON TODD LOCKLEAR|JONATHON TODD LOCKLEAR
IAPD individual key: 3116345

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 1, 2016	n/a	yes	TAMPA, FL\|TAMPA, FL\|CLEARWATER, FL\|SARASOTA, FL\|BRANDON, FL\|Tampa, FL\|Tampa, FL\|LARGO, FL\|TAMPA, FL\|PLANT CITY, FL\|CLEARWATER, FL\|LAKEWOOD RANCH, FL\|ST PETERSBURG, FL\|TAMPA, FL	Current employment
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Dec 7, 2012	Sep 26, 2013	no	ORLANDO, FL	Previous registration
NEPSIS, INC.	Independent wealth	Nov 7, 2011	Apr 24, 2013	no	TAMPA, FL\|MINNEAPOLIS, MN	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Mar 4, 2010	Mar 16, 2011	no	TAMPA, FL	Previous registration
COLONIAL ASSET MANAGEMENT INC	n/a	Apr 18, 2005	Oct 29, 2009	no	MONTGOMERY, AL\|PALM HARBOR, FL\|TAMPA, FL\|ST PETERSBURG, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 4, 2003	Mar 3, 2005	no	TAMPA, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 2, 1999	Nov 13, 2003	no	ST. PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	LPL FINANCIAL LLC	Sep 26, 2013	Dec 1, 2016	1,162	Firm change after gap	Other
NEPSIS, INC.	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Apr 24, 2013	Dec 7, 2012	-138	Firm change after gap	Other
PACIFIC WEST FINANCIAL CONSULTANTS INC	NEPSIS, INC.	Mar 16, 2011	Nov 7, 2011	236	Firm change	Other
COLONIAL ASSET MANAGEMENT INC	PACIFIC WEST FINANCIAL CONSULTANTS INC	Oct 29, 2009	Mar 4, 2010	126	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	COLONIAL ASSET MANAGEMENT INC	Mar 3, 2005	Apr 18, 2005	46	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 13, 2003	Dec 4, 2003	21	Firm change	Ibd to wirehouse

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 1, 2016 to presentfactForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 7, 2012 to Sep 26, 2013factForm ADV
→ NEPSIS, INC.Registered adviserregistration: previous registration
Nov 7, 2011 to Apr 24, 2013factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Mar 4, 2010 to Mar 16, 2011factForm ADV
→ COLONIAL ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Apr 18, 2005 to Oct 29, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 4, 2003 to Mar 3, 2005factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 2, 1999 to Nov 13, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a628d91-40a0-5b27-c824-9adf99045f10
First observed: Jul 2, 1999
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JONATHAN TODD LOCKLEAR

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a628d91-40a0-5b27-c824-9adf99045f10

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.