DFX Intelligence

H••••••• R•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

H••••••• R•••• G•••••

Advisor at E•• P•••••• W••••• M••••••••• ••••••••• C••••

MIAMI, FL

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Search this name across graphsid dfx:ria:4a6c4278-216a-5060-e494-c96105c6e6c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• P•••••• W••••• M••••••••• ••••••••• C••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 31, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• P•••••• W••••• M••••••••• ••••••••• C••••	Mixed wealth	Jan 7, 2020	n/a	yes	MIAMI, FL	Current employment
V••••• F•••••••• M••••••••• I•••	Bd affiliated wealth	Oct 28, 2016	Nov 6, 2018	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• F•••••••• M••••••••• I•••	E•• P•••••• W••••• M••••••••• ••••••••• C••••	Nov 6, 2018	Jan 7, 2020	427	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ E•• P•••••• W••••• M••••••••• ••••••••• C••••Registered adviserregistration: current employment
Jan 7, 2020 to presentfactForm ADV
→ V••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 28, 2016 to Nov 6, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a6c4278-216a-5060-e494-c96105c6e6c9
First observed: Oct 28, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.