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RIA / WealthAdvisor25 years in industry

DONALD RAYMOND DELARIA, JR.

Advisor at GRADIENT INVESTMENTS, LLC

FUQUAY VARINA, NC

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Search this name across graphsid dfx:ria:4a8114ac-7ea7-0e78-ab32-8dd4dbb2766e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRADIENT INVESTMENTS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Dec 19, 2000
First registration: Apr 28, 2011
Dual registered: no
IAPD individual key: 4270869

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRADIENT INVESTMENTS, LLC	Independent wealth	Jul 6, 2021	n/a	yes	FUQUAY VARINA, NC	Current employment
CAPITAL FINANCIAL MANAGEMENT NC, INC	State registered	Apr 19, 2021	n/a	yes	FUQUAY VARINA, NC	Current employment
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Feb 17, 2022	Oct 6, 2023	no	Varina, NC\|WHEATON, IL	Previous registration
BROOKSTONE ASSET MANAGEMENT, LLC	Asset manager	Oct 23, 2015	Dec 31, 2021	no	Faquay Varina, NC	Previous registration
FREEDOM INVESTMENT MANAGEMENT, INC.	Independent wealth	Sep 22, 2012	Jul 31, 2025	no	SOUTH WINDSOR, CT\|Fuquay Varina, NC	Previous registration
CAPITAL FINANCIAL MANAGEMENT NC, INC	State registered	Apr 28, 2011	Dec 31, 2020	no	FUQUAY VARINA, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FREEDOM INVESTMENT MANAGEMENT, INC.	BROOKSTONE ASSET MANAGEMENT, LLC	Jul 31, 2025	Oct 23, 2015	-3,569	Firm change after gap	Other
BROOKSTONE CAPITAL MANAGEMENT LLC	n/a	Oct 6, 2023	n/a	n/a	Departure no registered destination	Departure
BROOKSTONE ASSET MANAGEMENT, LLC	CAPITAL FINANCIAL MANAGEMENT NC, INC	Dec 31, 2021	Apr 19, 2021	-256	Firm change after gap	RIA to state RIA
CAPITAL FINANCIAL MANAGEMENT NC, INC	FREEDOM INVESTMENT MANAGEMENT, INC.	Dec 31, 2020	Sep 22, 2012	-3,022	Firm change after gap	Other

Relationships

Registered with (5)

→ GRADIENT INVESTMENTS, LLCRegistered adviserregistration: current employment
Jul 6, 2021 to presentfactForm ADV
→ CAPITAL FINANCIAL MANAGEMENT NC, INCRegistered adviserregistration: previous registration
Apr 28, 2011 to Dec 31, 2020factForm ADV
→ FREEDOM INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 22, 2012 to Jul 31, 2025factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 17, 2022 to Oct 6, 2023factForm ADV
→ BROOKSTONE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 23, 2015 to Dec 31, 2021factForm ADV

Dated events

Occurred
Jul 31, 2025
Advisor changed firm
Donald Raymond Delaria, Jr. left Freedom Investment Management, Inc. for Brookstone Asset Management, Llc (registered 2015-10-23)
Form ADVobserved 6 days ago
Occurred
Oct 6, 2023
Advisor departed, no destination yet
Donald Raymond Delaria, Jr. no longer registered at Brookstone Capital Management Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago