J•• S•••••••

Advisor at P•••••• A•••••• G••••• L••

Seattle, WA | MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a831a8d-7b04-f592-40ff-64fce19b734f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 23, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Mar 29, 2022	n/a	yes	Seattle, WA\|MORRISTOWN, NJ\|Seattle, WA	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Sep 13, 2020	Mar 30, 2022	no	SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	P•••••• A•••••• G••••• L••	Mar 30, 2022	Mar 29, 2022	-1	Firm change	Ibd to ibd
F•••	B• R•••• W••••• A•••••••• I•••	Sep 24, 2020	Sep 13, 2020

Relationships

Registered with (4)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Mar 29, 2022 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 13, 2020 to Mar 30, 2022factForm ADV
→ F•••Registered adviserregistration: previous registration
Jan 20, 2006 to Sep 24, 2020factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Mar 30, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a831a8d-7b04-f592-40ff-64fce19b734f
First observed: Oct 11, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.