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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

GINGER MARIE KESSEL

Advisor at ARKADIOS WEALTH ADVISORS

Walla Walla, WA

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Search this name across graphsid dfx:ria:4ab7ddbf-4fc7-4917-e6ad-ce373e19be65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARKADIOS WEALTH ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 13, 2003
First registration: Oct 17, 2005
Dual registered: yes, broker-dealer
Other names: GINGER MARIE BRAGG
IAPD individual key: 4649290

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARKADIOS WEALTH ADVISORS	Bd affiliated wealth	Nov 17, 2025	n/a	yes	Walla Walla, WA	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Aug 18, 2021	Nov 17, 2025	no	WALTHAM, MA\|WALTHAM, MA\|Walla Walla, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 1, 2020	Aug 27, 2021	no	WALLA WALLA, WA\|PORTLAND, OR\|WALLA WALLA, WA	Previous registration
EK RILEY INVESTMENTS, LLC	Former SEC adviser	Apr 26, 2013	Nov 6, 2020	no	Seattle, WA\|WALLA WALLA, WA\|SEATTLE, WA\|SEATTLE, WA\|Seattle, WA	Previous registration
EDWARD JONES	National bd RIA	Apr 24, 2009	Apr 29, 2013	no	WALLA WALLA, WA\|WALLA WALLA, WA\|WALLA WALLA, WA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 17, 2005	May 14, 2009	no	YAKIMA, WA\|WALLA WALLA, WA\|WALLA WALLA, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	ARKADIOS WEALTH ADVISORS	Nov 17, 2025	Nov 17, 2025	0	Firm change	Ibd to ibd
LPL FINANCIAL LLC	COMMONWEALTH FINANCIAL NETWORK	Aug 27, 2021	Aug 18, 2021	-9	Firm change	Ibd to ibd
EK RILEY INVESTMENTS, LLC	LPL FINANCIAL LLC	Nov 6, 2020	Oct 1, 2020	-36	Bulk transfer	RIA to ibd
EDWARD JONES	EK RILEY INVESTMENTS, LLC	Apr 29, 2013	Apr 26, 2013	-3	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	EDWARD JONES	May 14, 2009	Apr 24, 2009	-20	Firm change	Other

Relationships

Registered with (6)

→ ARKADIOS WEALTH ADVISORSRegistered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Aug 18, 2021 to Nov 17, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 1, 2020 to Aug 27, 2021factForm ADV
→ EK RILEY INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 26, 2013 to Nov 6, 2020factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 24, 2009 to Apr 29, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 17, 2005 to May 14, 2009factForm ADV

Dated events

Occurred
Nov 17, 2025
Advisor changed firm
Ginger Marie Kessel left Commonwealth Financial Network for Arkadios Wealth Advisors (registered 2025-11-17)
Form ADVobserved 4 days ago