DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• M•••• K•••••

A••••••• W••••• A•••••••BD affiliatedWalla Walla, Wadual registrantIAPD 4649290

Feed of 09/14/2026

Also filed as G••••• M•••• Bragg

At current firm

0 y

since Nov 17, 2025

In the industry

23 y

since Jun 13, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• W••••• A••••••• BD affiliated current
since Nov 17, 2025 · Walla Walla, Wa
C••••••••• F•••••••• N•••••• national BD
Aug 18, 2021 to Nov 17, 2025 · Waltham, Ma
L•• F•••••••• L•• BD affiliated
Oct 1, 2020 to Aug 27, 2021 · Walla Walla, Wa
E• R•••• I••••••••• L•• former
Apr 26, 2013 to Nov 6, 2020 · Seattle, Wa
E••••• J•••• national BD
Apr 24, 2009 to Apr 29, 2013 · Walla Walla, Wa
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 17, 2005 to May 14, 2009 · Yakima, Wa

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to A••••••• W••••• A•••••••
left Nov 17, 2025, registered Nov 17, 2025 (0 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C••••••••• F•••••••• N••••••
left Aug 27, 2021, registered Aug 18, 2021 (-9 days) · Affiliated broker-dealer or bank to another
E• R•••• I••••••••• L•• to L•• F•••••••• L••
left Nov 6, 2020, registered Oct 1, 2020 (-36 days) · corporate re-registration, not a move
E••••• J•••• to E• R•••• I••••••••• L••
left Apr 29, 2013, registered Apr 26, 2013 (-3 days) · Other
C•••••••• G••••• M•••••• I••• to E••••• J••••
left May 14, 2009, registered Apr 24, 2009 (-20 days) · Other

Signals

G••••• M•••• K••••• left C••••••••• F•••••••• N•••••• for A••••••• W••••• A••••••• (registered 2025-11-17)
Nov 17, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address