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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JOHN EDWARD MARTFELD

Advisor at MACH-1 FINANCIAL GROUP, LLC

ROGERS, AR

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Search this name across graphsid dfx:ria:6d303302-4f1f-a990-ff29-19ba4f9984c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MACH-1 FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 2, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 2, 2002
First registration: Mar 6, 2002
Dual registered: yes, broker-dealer
Other names: JOHN E. MARTFIELD|JOHN EDWARD MARTFELD|JOHN EDWARD MARTFELD II
IAPD individual key: 4485172

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MACH-1 FINANCIAL GROUP, LLC	Independent wealth	Apr 13, 2023	n/a	yes	ROGERS, AR	Current employment
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Mar 26, 2013	Nov 17, 2015	no	BENTONVILLE, AR\|DALLAS, TX	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Aug 2, 2011	Mar 8, 2013	no	ROGERS, AR	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 21, 2010	Aug 4, 2011	no	ROGERS, AR	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 26, 2009	Jun 16, 2010	no	SAINT PETERSBURG, FL\|ROGERS, AR	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 5, 2007	Jan 23, 2009	no	ROGERS, AR	Previous registration
ARVEST WEALTH MANAGEMENT	Independent wealth	Apr 22, 2003	Jun 28, 2007	no	ROGERS, AR\|LOWELL, AR\|ROGERS, AR	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 6, 2002	Apr 17, 2003	no	CLAYTON, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVEL FOUR ADVISORY SERVICES	MACH-1 FINANCIAL GROUP, LLC	Nov 17, 2015	Apr 13, 2023	2,704	Firm change after gap	Other
CETERA INVESTMENT SERVICES LLC	LEVEL FOUR ADVISORY SERVICES	Mar 8, 2013	Mar 26, 2013	18	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	CETERA INVESTMENT SERVICES LLC	Aug 4, 2011	Aug 2, 2011	-2	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	RAYMOND JAMES & ASSOCIATES, INC.	Jun 16, 2010	Jun 21, 2010	5	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 23, 2009	Jan 26, 2009	3	Firm change	Other
ARVEST WEALTH MANAGEMENT	CITIGROUP GLOBAL MARKETS INC.	Jun 28, 2007	Jun 5, 2007	-23	Firm change	Other
EQUITABLE ADVISORS, LLC	ARVEST WEALTH MANAGEMENT	Apr 17, 2003	Apr 22, 2003	5	Firm change	Other

Relationships

Registered with (8)

→ MACH-1 FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Apr 13, 2023 to presentfactForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 26, 2013 to Nov 17, 2015factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Aug 2, 2011 to Mar 8, 2013factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 21, 2010 to Aug 4, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 26, 2009 to Jun 16, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 5, 2007 to Jan 23, 2009factForm ADV
→ ARVEST WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 22, 2003 to Jun 28, 2007factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 6, 2002 to Apr 17, 2003factForm ADV

Dated events

No dated event names this entity yet.