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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

JOHN BRYSON PALMER

Advisor at HARTFORD FUNDS

WAYNE, PA | Seattle, WA

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Search this name across graphsid dfx:ria:4ae1ea94-2c45-a247-d071-89f5ed3a4b24

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARTFORD FUNDS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 13, 2006
First registration: Sep 18, 2006
Dual registered: yes, broker-dealer
Other names: JOHN BRYSON PALMER|JOHN PALMER
IAPD individual key: 5183469

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARTFORD FUNDS	Asset manager	Feb 7, 2025	n/a	yes	Seattle, WA\|WAYNE, PA	Current employment
MANNING & NAPIER ADVISORS, LLC	Mixed wealth	May 8, 2023	Feb 6, 2025	no	FAIRPORT, NY\|Seattle, WA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 6, 2021	Sep 30, 2021	no	SEATTLE, WA	Previous registration
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	May 22, 2012	Jan 15, 2020	no	CHICAGO, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 23, 2011	no	Chicago, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 18, 2006	Jun 1, 2009	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MANNING & NAPIER ADVISORS, LLC	HARTFORD FUNDS	Feb 6, 2025	Feb 7, 2025	1	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	MANNING & NAPIER ADVISORS, LLC	Sep 30, 2021	May 8, 2023	585	Firm change after gap	Ibd to RIA
NUVEEN ASSET MANAGEMENT, LLC	SECURITIES AMERICA ADVISORS, INC.	Jan 15, 2020	Jan 6, 2021	357	Firm change	RIA to ibd
MORGAN STANLEY	NUVEEN ASSET MANAGEMENT, LLC	Mar 23, 2011	May 22, 2012	426	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (6)

→ HARTFORD FUNDSRegistered adviserregistration: current employment
Feb 7, 2025 to presentfactForm ADV
→ MANNING & NAPIER ADVISORS, LLCRegistered adviserregistration: previous registration
May 8, 2023 to Feb 6, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 6, 2021 to Sep 30, 2021factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 22, 2012 to Jan 15, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 23, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 18, 2006 to Jun 1, 2009factForm ADV

Dated events

Occurred
Feb 6, 2025
Advisor changed firm
John Bryson Palmer left Manning & Napier Advisors, Llc for Hartford Funds (registered 2025-02-07)
Form ADVobserved 5 days ago