DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• B••••• P•••••

H••••••• F••••asset managerWayne, Pa dual registrantIAPD 5183469

Feed of 09/15/2026

Also filed as J••• B••••• P•••••

At current firm

1 y

since Feb 7, 2025

In the industry

20 y

since Sep 13, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••••• F•••• asset manager current
since Feb 7, 2025 · Seattle, Wa
M•••••• • N••••• A•••••••• L•• mixed wealth
May 8, 2023 to Feb 6, 2025 · Fairport, Ny
S••••••••• A•••••• A•••••••• I••• former
Jan 6, 2021 to Sep 30, 2021 · Seattle, Wa
N••••• A•••• M••••••••• L•• mixed wealth
May 22, 2012 to Jan 15, 2020 · Chicago, Il
M••••• S•••••• wirehouse
Jun 1, 2009 to Mar 23, 2011 · Chicago, Il
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 18, 2006 to Jun 1, 2009 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

M•••••• • N••••• A•••••••• L•• to H••••••• F••••
left Feb 6, 2025, registered Feb 7, 2025 (1 days) · Other
S••••••••• A•••••• A•••••••• I••• to M•••••• • N••••• A•••••••• L••
left Sep 30, 2021, registered May 8, 2023 (585 days) · Affiliated broker-dealer or bank to independent RIA
N••••• A•••• M••••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Jan 15, 2020, registered Jan 6, 2021 (357 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to N••••• A•••• M••••••••• L••
left Mar 23, 2011, registered May 22, 2012 (426 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

J••• B••••• P••••• left M•••••• • N••••• A•••••••• L•• for H••••••• F•••• (registered 2025-02-07)
Feb 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address