DFX Intelligence

J•••• C•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

J•••• C•••• G•••••

Advisor at A••••••• W••••• A•••••••

Jacksonville, FL

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Search this name across graphsid dfx:ria:4b187c49-d515-f709-758c-53400ce4336b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 23, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Mar 28, 2018	n/a	yes	Jacksonville, FL	Current employment
A•• W••••• I•••	Former SEC adviser	Mar 22, 2018	Apr 2, 2018	no	Jacksonville, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• W••••• I•••	A••••••• W••••• A•••••••	Apr 2, 2018	Mar 28, 2018	-5	Firm change	RIA to new firm
T•••• A•••••••• L••	A•• W••••• I•••	Mar 21, 2018	Mar 22, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
150419:288863:FL:2018-04-02	Apr 2, 2018	Mar 28, 2018	JACKSONVILLE, FL	Firm change

Relationships

Registered with (5)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 28, 2018 to presentfactForm ADV
→ A•• W••••• I•••Registered adviserregistration: previous registration
Mar 22, 2018 to Apr 2, 2018factForm ADV
→ T•••• A•••••••• L••Registered adviserregistration: previous registration
Feb 5, 2016 to Mar 21, 2018factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b187c49-d515-f709-758c-53400ce4336b
First observed: May 29, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.