RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C•••• G•••••
- A••••••• W••••• A••••••• BD affiliated currentsince Mar 28, 2018 · Jacksonville, Fl
- A•• W••••• I••• formerMar 22, 2018 to Apr 2, 2018 · Jacksonville, Fl
- T•••• A•••••••• L•• formerFeb 5, 2016 to Mar 21, 2018 · Jacksonville, Fl
- N•• A•••••• S•••••••• L•• formerFeb 23, 2010 to Feb 2, 2016 · Jacksonville, Fl
- O•••• F•• I••• formerMay 29, 2009 to Feb 4, 2010 · Jacksonville Beach, Fl
- A•• W••••• I••• to A••••••• W••••• A•••••••left Apr 2, 2018, registered Mar 28, 2018 (-5 days) · RIA to a newly registered adviser · moved with a team
- T•••• A•••••••• L•• to A•• W••••• I•••left Mar 21, 2018, registered Mar 22, 2018 (1 days) · Other
- N•• A•••••• S•••••••• L•• to T•••• A•••••••• L••left Feb 2, 2016, registered Feb 5, 2016 (3 days) · Other
- O•••• F•• I••• to N•• A•••••• S•••••••• L••left Feb 4, 2010, registered Feb 23, 2010 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address