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RIA / WealthAdvisor29 years in industry

THOMAS TURNER NEELY

Advisor at ISLAND ASSET MANAGEMENT, LLC

SAINT SIMONS ISLAND, GA

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Search this name across graphsid dfx:ria:4b28cad0-154f-05da-8cf5-e3a3fd7a2185

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ISLAND ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 2, 1996
First registration: May 6, 2003
Dual registered: no
Other names: THOMAS NEELY|Tommy Neely
IAPD individual key: 2808424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ISLAND ASSET MANAGEMENT, LLC	State registered	Jul 15, 2021	n/a	yes	SAINT SIMONS ISLAND, GA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 11, 2018	Apr 9, 2019	no	St Simons Island, GA	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Aug 14, 2015	Sep 11, 2018	no	ST. SIMONS ISLAND, GA\|SAN ANTONIO, TX\|LITTLE ROCK, AR\|SAN ANTONIO, TX	Previous registration
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Jul 19, 2010	Aug 12, 2015	no	COLUMBUS, GA\|ST. SIMONS ISLAND, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 2, 2007	Jul 30, 2010	no	SAINT SIMONS ISLAND, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 6, 2003	Mar 26, 2007	no	ALBANY, GA\|ST. SIMONS ISLAND, GA\|ALBANY, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	ISLAND ASSET MANAGEMENT, LLC	Apr 9, 2019	Jul 15, 2021	828	Firm change after gap	Ibd to state RIA
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 11, 2018	Sep 11, 2018	0	Bulk transfer	Ibd to ibd
SYNOVUS SECURITIES, INC.	INVESTMENT PROFESSIONALS, INC.	Aug 12, 2015	Aug 14, 2015	2	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SYNOVUS SECURITIES, INC.	Jul 30, 2010	Jul 19, 2010	-11	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 26, 2007	Apr 2, 2007	7	Firm change	Other

Relationships

Registered with (6)

→ ISLAND ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 15, 2021 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 11, 2018 to Apr 9, 2019factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Aug 14, 2015 to Sep 11, 2018factForm ADV
→ SYNOVUS SECURITIES, INC.Registered adviserregistration: previous registration
Jul 19, 2010 to Aug 12, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 2, 2007 to Jul 30, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 6, 2003 to Mar 26, 2007factForm ADV

Dated events

No dated event names this entity yet.