DFX Intelligence

A•• M•••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

A•• M•••• G••••••••

Advisor at H•••••••• P••••••• P•••••••

CHICAGO, IL | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:4b3f6f96-f2b8-520f-bbaa-43f1954346d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Dec 8, 2021	n/a	yes	DOWNERS GROVE, IL\|CHICAGO, IL	Current employment
H•••••••• A•••••• G••••• L••	Former SEC adviser	Jul 12, 2018	Dec 31, 2021	no	Chicago, IL\|DOWNERS GROVE, IL\|Chicago, IL\|Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••• G••••• L••	H•••••••• P••••••• P•••••••	Dec 31, 2021	Dec 8, 2021	-23	Bulk transfer	RIA to new firm
M••••• A•••••••	H•••••••• A•••••• G••••• L••	Jul 24, 2018	Jul 12, 2018

Relationships

Registered with (5)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Dec 8, 2021 to presentfactForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jul 12, 2018 to Dec 31, 2021factForm ADV
→ M••••• A•••••••Registered adviserregistration: previous registration
Aug 18, 2014 to Jul 24, 2018factForm ADV
→ M•••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b3f6f96-f2b8-520f-bbaa-43f1954346d6
First observed: Oct 28, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.