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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

THOMAS MICHAEL WRIGHT

Advisor at KPP ADVISORY SERVICES LLC

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:4b5a4d48-c1ea-100f-b1b5-989d986a1796

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KPP ADVISORY SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 13, 2004
First registration: Jul 31, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4772725

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KPP ADVISORY SERVICES LLC	Independent wealth	Oct 10, 2017	n/a	yes	LOUISVILLE, KY	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Jun 11, 2012	no	LOUISVILLE, KY	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jan 21, 2009	Oct 5, 2009	no	LOUISVILLE, KY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 31, 2006	Jan 14, 2009	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	KPP ADVISORY SERVICES LLC	Jun 11, 2012	Oct 10, 2017	1,947	Firm change after gap	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE ADVISOR SERVICES, INC.	Jan 14, 2009	Jan 21, 2009	7	Firm change	Other

Relationships

Registered with (4)

→ KPP ADVISORY SERVICES LLCRegistered adviserregistration: current employment
Oct 10, 2017 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Jun 11, 2012factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jan 21, 2009 to Oct 5, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 31, 2006 to Jan 14, 2009factForm ADV

Dated events

No dated event names this entity yet.