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A•••••• D••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

A•••••• D••• A••••••••

Advisor at C••••••• S••••• I••••••••• M•••••••••

DALLAS, TX

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Search this name across graphsid dfx:ria:4b5b3fc9-cc56-ff59-9b52-1a2cb83d601b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••• I••••••••• M•••••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••• I••••••••• M•••••••••	Institutional manager	Feb 11, 2026	n/a	yes	DALLAS, TX	Current employment
S•••••• P••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Oct 7, 2019	Mar 7, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P••••••• I••••••••• A•••••••• L••	C••••••• S••••• I••••••••• M•••••••••	Mar 7, 2024	Feb 11, 2026	706	Firm change after gap	Other
C••••••••• F•••••••• N••••••	S•••••• P••••••• I••••••••• A•••••••• L••	Jan 12, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111695:8032:TX:2016-09-12	Sep 12, 2016	Dec 27, 2016	DALLAS, TX	Firm change

Relationships

Registered with (5)

→ C••••••• S••••• I••••••••• M•••••••••Registered adviserregistration: current employment
Feb 11, 2026 to presentfactForm ADV
→ S•••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 7, 2019 to Mar 7, 2024factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Dec 27, 2016 to Jan 12, 2018factForm ADV
→ M•••• I•••

Dated events

Occurred
Mar 7, 2024
Advisor changed firm
A•••••• D••• A•••••••• left S•••••• P••••••• I••••••••• A•••••••• L•• for C••••••• S••••• I••••••••• M••••••••• (registered 2026-02-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b5b3fc9-cc56-ff59-9b52-1a2cb83d601b
First observed: Jun 27, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.