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COMMERCE STREET INVESTMENT ADVISOR, LLC, CRD 144278
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DORY ALAN WILEY | n/a | DALLAS, TX | 17 | 36 | n/a | yes |
| GEORGE ALLEN KIRCHWEY | n/a | DALLAS, TX | 17 | 18 | n/a | yes |
| CARLA JO BROOKS | n/a | DALLAS, TX | 17 | 19 | n/a | yes |
| BOBBY LEE HASHAWAY | n/a | DALLAS, TX | 14 | 17 | n/a | yes |
| AMY JENKINS MARTINEZ | n/a | DALLAS, TX | 14 | 14 | n/a | yes |
| RICHARD HAROLD CHAFEY | n/a | DALLAS, TX | 13 | 17 | n/a | yes |
| ALEXANDER DAVID BROWN | n/a | DALLAS, TX | 11 | 11 | n/a | yes |
| Luther Charles Meythaler | n/a | DALLAS, TX | Raleigh, NC | 5 | 16 | 2 | yes |
| Theresa Rene Stevens | Certified Financial Planner | DALLAS, TX | 3 | 13 | 2 | yes |
| ELVIRA ILDOUSOVNA GALEYEVA | n/a | DALLAS, TX | 1 | 20 | n/a | yes |
| BRIAN REILLEY MULLIGAN | n/a | DALLAS, TX | 0 | 10 | n/a | yes |
| BENTON Graham MATTSON | n/a | DALLAS, TX | 0 | 11 | 1 | yes |
| ANDUREA DAWN ALEXANDER | n/a | DALLAS, TX | 0 | 21 | 4 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| COMMERCE STREET INCOME PARTNERS II, LP | Private Equity Fund | $141M | Nov 22, 2013 | 20 | Aug 22, 2012 | dropped | 021-131581 |
| COMMERCE STREET FINANCIAL PARTNERS II, LP | Private Equity Fund | $62.7M | Jun 12, 2024 | 40 | Mar 30, 2021 | reported | 021-377265 |
| COMMERCE STREET INCOME PARTNERS, LP | Private Equity Fund | $43.1M | May 27, 2014 | 55 | Aug 22, 2012 | dropped | 021-104844 |
| COMMERCE STREET KEEFE VENTURES FUND IV, LP | Private Equity Fund | $23.1M | Jan 9, 2023 | 62 | Mar 29, 2018 | dropped | 021-309108 |
| COMMERCE STREET INCOME PARTNERS, LTD. | Private Equity Fund | $14.6M | May 27, 2014 | 14 | Aug 22, 2012 | dropped | n/a |
| COMMERCE STREET CARLYLE PRIVATE EQUITY FUND I, LP | Private Equity Fund | $13.1M | Jun 12, 2024 | 35 | Mar 28, 2014 | reported | 021-254819 |
| COMMERCE STREET FINANCIAL PARTNERS, LP | Private Equity Fund | $11.5M | Jun 1, 2018 | 0 | Aug 22, 2012 | dropped | 021-126112 |
| COMMERCE STREET KEEFE VENTURES FUND III, LP | Private Equity Fund | $5.7M | Jun 24, 2020 | 36 | Mar 30, 2016 | dropped | 021-254819 |
| COMMERCE STREET INCOME PARTNERS II, LTD. | Private Equity Fund | $1.2M | Nov 22, 2013 | 2 | Aug 22, 2012 | dropped | n/a |
| SERVICE EQUITY PARTNERS (QP), LP | Private Equity Fund | $0 | Jun 1, 2018 | 64 | Aug 22, 2012 | dropped | n/a |
| COMMERCE STREET LENDING PARTNERS, LP | Real Estate Fund | $0 | May 27, 2014 | 14 | Aug 22, 2012 | dropped | 021-116117 |
| CSIP III, LP | Hedge Fund | $0 | Apr 7, 2016 | 0 | Aug 22, 2012 | dropped | n/a |
| COMMERCE STREET FINANCIAL PARTNERS III, LP | Private Equity Fund | $0 | Apr 7, 2016 | 0 | Aug 22, 2012 | dropped | n/a |
| GENESIS BANK FUND, LP | Private Equity Fund | $0 | Apr 7, 2016 | 51 | Aug 22, 2012 | dropped | 021-95995 |
| SERVICE EQUITY PARTNERS, LP | Private Equity Fund | $0 | Jun 1, 2018 | 73 | Aug 22, 2012 | dropped | 021-67545 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COMMERCE STREET HOLDINGS, LLC | Member | E | yes | 05/2008 | Mar 30, 2012 | Jun 12, 2024 |
| GROSS, WILLIAM, DUDLEY | Chairman | Na | yes | 05/2008 | Mar 30, 2012 | Jun 12, 2024 |
| GROSS, WILLIAM, DUDLEY | Member | D | yes | 09/2006 | Mar 30, 2012 | Jun 12, 2024 |
| HASHAWAY, BOBBY, LEE | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, HEAD OF ACCOUNTING, CCO | Na | yes | 05/2008 | Aug 22, 2012 | Jun 12, 2024 |
| WILEY, DORY, ALAN | PRESIDENT AND MANAGING PARTNER | Na | yes | 05/2008 | Mar 30, 2012 | Jun 12, 2024 |
| WILEY, DORY, ALAN | Member | D | yes | 09/2006 | Mar 30, 2012 | Jun 12, 2024 |
| MAIMO, BERTRAND, KIVER | CHIEF FINANCIAL OFFICER | Na | no | 02/2017 | Apr 17, 2017 | Jun 12, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| COMMERCE STREET CAPITAL, LLC | n/a | n/a | n/a | N | yes | n/a |
| COMMERCE STREET CARLYLE PE FUND I GP, LLC | n/a | n/a | n/a | N | yes | TX |
| CS FINANCIAL PARTNERS II GP, LLC | n/a | n/a | n/a | N | yes | TX |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $891M | $301M | 14 | 10 | 1 | 2 | n/a |
| 2024 | Mar 26, 2025 | $876M | $241M | 16 | 12 | 0 | 2 | n/a |
| 2023 | Mar 28, 2024 | $745M | $214M | 16 | 12 | 0 | 2 | $75.8M |
| 2022 | Mar 29, 2023 | $535M | $54.8M | 13 | 9 | 0 | 2 | $54.8M |
| 2021 | Mar 29, 2022 | $609M | $98.3M | 15 | 8 | 0 | 3 | $94.6M |
| 2020 | Mar 30, 2021 | $516M | $91.6M | 15 | 8 | 0 | 3 | $91.6M |
| 2019 | Mar 25, 2020 | $388M | $67.5M | 15 | 8 | 0 | 3 | $48.6M |
| 2018 | Mar 6, 2019 | $136M | $51.4M | 15 | 8 | 0 | 3 | $51.4M |
| 2017 | Mar 29, 2018 | $112M | $62.3M | 20 | 7 | 0 | 6 | $62.3M |
| 2016 | Mar 31, 2017 | $114M | $86.1M | 21 | 10 | n/a | 5 | $60.6M |
| 2015 | Mar 30, 2016 | $78.1M | $78.1M | 15 | 10 | n/a | 8 | $69.7M |
| 2014 | Mar 31, 2015 | $91.3M | $91.3M | 23 | 10 | n/a | 7 | $74.3M |
| 2013 | Mar 28, 2014 | $117M | $117M | 23 | 14 | n/a | 10 | $132M |
| 2012 | Mar 28, 2013 | $260M | $260M | 23 | 14 | n/a | 11 | $252M |
| 2011 | Mar 30, 2012 | $238M | $238M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 2 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $891M | $876M | 1.7% | $535M | 18.5% | 14 | 16 | 1 | 0 |