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Advisor at MARINER
MADISON, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Nov 22, 2016 | n/a | yes | MADISON, NJ | Current employment |
| MARINER WEALTH ADVISORS | Former SEC adviser | Nov 4, 2015 | Jul 3, 2018 | no | Madison, NJ | Previous registration |
| Regentatlantic | Former SEC adviser | Apr 10, 2003 | Oct 29, 2015 | no | CHATHAM, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER WEALTH ADVISORS | Mariner | Jul 3, 2018 | Nov 22, 2016 | -588 | Firm change after gap | Other |
| Regentatlantic | MARINER WEALTH ADVISORS | Oct 29, 2015 | Nov 4, 2015 | 6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165972:140195:NJ:2018-07-03 | Jul 3, 2018 | Nov 22, 2016 | MADISON, NJ | Firm change after gap |