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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MARINER WEALTH ADVISORS

MARINER WEALTH ADVISORS-MADISON, LLC, CRD 165972

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d522d1c3-ef87-d906-cea5-0b861ca18a48

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 61
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2012 to Mar 29, 2018
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2018-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $970MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22
Advisory employees: 11
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,308
Individual clients: 242
High net worth clients: 253
Custody, client assets: $397M
SEC number: 801-77358
CRD: 165972
Filings on the tape: 14
First filed: Nov 7, 2012
Latest filed: Mar 29, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BICKNELL FAMILY HOLDING COMPANY, LLC	Manager	E	yes	04/2008	Jan 9, 2015	Mar 29, 2018
BICKNELL, CHERYL	CHIEF STRATEGY OFFICER / CHIEF OPERATING OFFICER	Na	yes	09/2013	Nov 7, 2012	Mar 29, 2018
BICKNELL, MARTIN, CHRISTOPHER	ELECTED MANAGER	F	yes	04/2008	Dec 20, 2012	Mar 29, 2018
BICKNELL, MARTIN, CHRISTOPHER	Chairman	Na	yes	10/2012	Dec 20, 2012	Mar 29, 2018
Crigler, Robert, J	President	B	yes	02/2015	Mar 31, 2017	Mar 29, 2018
DIQUOLLO, ROBERT, JOHN	CHIEF EXECUTIVE OFFICER	A	yes	01/2015	Nov 7, 2012	Mar 29, 2018
MARINER HOLDINGS, LLC	MANAGING MEMBER	E	yes	09/2008	Dec 20, 2012	Mar 29, 2018
MARINER WEALTH ADVISORS, LLC	MANAGING MEMBER	D	yes	12/2012	Dec 20, 2012	Mar 29, 2018
SCOTT, KATRINA, DELORES	CHIEF INVESTMENT OFFICER	Na	yes	01/2018	Mar 29, 2018	Mar 29, 2018
DORIAN, ANNE, JENELLE	CHIEF COMPLIANCE OFFICER	Na	no	01/2018	Mar 29, 2018	Mar 29, 2018
SANDNES, KAREN, LEIGH	VICE PRESIDENT OF OPERATIONS	Na	no	01/2016	Mar 29, 2016	Mar 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARINER, LLC	n/a	Bd affiliated wealth	$125B	Y	yes	n/a
PALMER SQUARE CAPITAL MANAGEMENT LLC	n/a	Asset manager	$26B	N	yes	n/a
MARINER WEALTH ADVISORS-CINCINNATI, LLC	n/a	Former SEC adviser	$2.8B	N	yes	n/a
MARINER WEALTH ADVISORS-OKLAHOMA, LLC	n/a	Former SEC adviser	$2.4B	N	yes	n/a
MARINER RETIREMENT ADVISORS, LLC	n/a	Former SEC adviser	$1.7B	N	yes	n/a
VANTAGE INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$1.4B	N	yes	n/a
MARINER WEALTH ADVISORS-MANASQUAN, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
ASCENT INVESTMENT PARTNERS, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
NUANCE INVESTMENTS, LLC	n/a	Other adviser	$984M	N	yes	n/a
MARINER WEALTH ADVISORS-ST. LOUIS, LLC	n/a	Former SEC adviser	$615M	N	yes	n/a
CONVERGENCE INVESTMENT PARTNERS, LLC	n/a	Mixed wealth	$524M	N	yes	n/a
KUMMER FINANCIAL STRATEGIES, LLC	n/a	Former SEC adviser	$279M	N	yes	n/a
ALEGRIA ENERGY, LLC	n/a	Former SEC adviser	$177M	N	yes	n/a
FLYOVER CAPITAL PARTNERS, LLC	n/a	Asset manager	$148M	N	yes	n/a
MARINER WEALTH ADVISORS-IC, LLC	n/a	No RAUM reported	$0	N	yes	n/a
ENTERPRISE RISK STRATEGIES, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER CONSULTING-OKLAHOMA, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER INSTITUTIONAL CONSULTING, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
MARINER INSURANCE RESOURCES, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER TRUST COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
MONTAGE SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Madison	Nj	United States	11	no
NEW YORK	NY	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$1.1B	$1.1B	22	11	3	n/a	n/a
2016	Mar 31, 2017	$907M	$907M	27	13	n/a	n/a	n/a
2015	Mar 29, 2016	$866M	$866M	24	9	n/a	n/a	n/a
2014	Mar 26, 2015	$850M	$850M	23	10	n/a	n/a	n/a
2013	Mar 20, 2014	$769M	$769M	20	12	n/a	n/a	n/a
2012	Mar 21, 2013	$692M	$692M	19	11	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$1.1B	$907M	15.9%	$850M	7.3%	22	27	3	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	6	Jul 3, 2018	Jan 30, 2017	MADISON, NJ	Firm absorbed	RIA to RIA	75.0%

Relationships

Affiliated with (38)

← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
← ASCENT INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINERRegistered adviserother investment adviser, insurance company, pooled vehicle sponsor, LP sponsor, control, common control
factForm ADV
→ CONVERGENCE INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NUANCE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ASCENT INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PALMER SQUARE CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER RETIREMENT ADVISORS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER INSTITUTIONAL CONSULTING, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ FLYOVER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ ALEGRIA ENERGY, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MARINER WEALTHRegistered adviserother investment adviser, common control
factForm ADV
→ KUMMER FINANCIAL STRATEGIES, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
← MARINER RETIREMENT ADVISORS, LLCRegistered adviserother investment adviser, insurance company, common control
factForm ADV
← MARINER INSTITUTIONAL CONSULTING, LLCRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, common control
factForm ADV
← KUMMER FINANCIAL STRATEGIES, LLCRegistered adviserother investment adviser, insurance company, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, LP sponsor, control, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
← 440 INVESTMENT GROUP, LLCRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, common control
factForm ADV
← SILVERWEST HOTELS LLCRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
← MARINER WEALTH ADVISORSRegistered adviserother investment adviser, insurance company, LP sponsor, common control
factForm ADV
and 8 more

Controls (8)

← MARINER WEALTH ADVISORS, LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Dec 20, 2012 to presentfactForm ADV
← BICKNELL, MARTIN, CHRISTOPHEROwnerELECTED MANAGER, ownership code F, individual
Dec 20, 2012 to presentfactForm ADV
← DIQUOLLO, ROBERT, JOHNOwnerCHIEF EXECUTIVE OFFICER, ownership code A, individual
Nov 7, 2012 to presentfactForm ADV
← SCOTT, KATRINA, DELORESOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← BICKNELL, CHERYLOwnerCHIEF STRATEGY OFFICER / CHIEF OPERATING OFFICER, ownership code NA, individual
Nov 7, 2012 to presentfactForm ADV
← Crigler, Robert, JOwnerPRESIDENT, ownership code B, individual
Mar 31, 2017 to presentfactForm ADV
← BICKNELL FAMILY HOLDING COMPANY, LLCOwnerMANAGER, ownership code E, domestic entity
Jan 9, 2015 to presentfactForm ADV
← MARINER HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Dec 20, 2012 to presentfactForm ADV

Owns (2)

← SANDNES, KAREN, LEIGHOwnerVICE PRESIDENT OF OPERATIONS, ownership code NA, individual
Mar 29, 2016 to presentfactForm ADV
← DORIAN, ANNE, JENELLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV

Registered with (11)

← JEREMY TODD WELTHERAdvisorregistration: previous registration
Dec 21, 2012 to Jul 3, 2018factForm ADV
← DAVID MICHAEL HILLAdvisorregistration: previous registration
Jun 28, 2013 to Jul 3, 2018factForm ADV
← MATTHEW SCOTT DIQUOLLOAdvisorregistration: previous registration
Dec 21, 2012 to Jul 3, 2018factForm ADV
← ROBERT JOHN DIQUOLLOAdvisorregistration: previous registration
Dec 21, 2012 to Jul 3, 2018factForm ADV
← MEGAN MCCONNELL BROZOWSKIAdvisorregistration: previous registration
Nov 4, 2015 to Jul 3, 2018factForm ADV
← ALICIA ROSE FRYCAdvisorregistration: previous registration
Dec 19, 2017 to Jul 3, 2018factForm ADV
← KEITH GORMAN DOWLINGAdvisorregistration: previous registration
Sep 2, 2014 to Jul 3, 2018factForm ADV
← SONIA KARLA MORALES RODRIGUEZAdvisorregistration: previous registration
Jan 30, 2017 to Jul 3, 2018factForm ADV
← Fernando Roberto BloinAdvisorregistration: previous registration
Sep 20, 2016 to Apr 5, 2017factForm ADV
← ABIGAIL M ROSENAdvisorregistration: previous registration
Dec 21, 2012 to May 9, 2016factForm ADV
← MICHAEL STEVEN MAGLIOAdvisorregistration: previous registration
Dec 21, 2012 to Jun 16, 2014factForm ADV

Moved with (1)

→ MARINERRegistered adviser6 advisors, firm absorbed, same day
Jul 3, 2018 to Jan 30, 2017factForm ADV

Dated events

Occurred
Nov 7, 2012
First Form ADV filing
Bewa, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d522d1c3-ef87-d906-cea5-0b861ca18a48
First observed: Nov 7, 2012
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARINER WEALTH ADVISORS

MARINER WEALTH ADVISORS-MADISON, LLC, CRD 165972

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d522d1c3-ef87-d906-cea5-0b861ca18a48

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BICKNELL FAMILY HOLDING COMPANY, LLC

Manager

yes

04/2008

Jan 9, 2015

Mar 29, 2018

BICKNELL, CHERYL

CHIEF STRATEGY OFFICER / CHIEF OPERATING OFFICER

yes

09/2013

Nov 7, 2012

Mar 29, 2018

BICKNELL, MARTIN, CHRISTOPHER

ELECTED MANAGER

yes

04/2008

Dec 20, 2012

Mar 29, 2018

BICKNELL, MARTIN, CHRISTOPHER

Chairman

yes

10/2012

Dec 20, 2012

Mar 29, 2018

Crigler, Robert, J

President

yes

02/2015

Mar 31, 2017

Mar 29, 2018

DIQUOLLO, ROBERT, JOHN

CHIEF EXECUTIVE OFFICER

yes

01/2015

Nov 7, 2012

Mar 29, 2018

MARINER HOLDINGS, LLC

MANAGING MEMBER

yes

09/2008

Dec 20, 2012

Mar 29, 2018

MARINER WEALTH ADVISORS, LLC

MANAGING MEMBER

yes

12/2012

Dec 20, 2012

Mar 29, 2018

SCOTT, KATRINA, DELORES

CHIEF INVESTMENT OFFICER

yes

01/2018

Mar 29, 2018

DORIAN, ANNE, JENELLE

CHIEF COMPLIANCE OFFICER

01/2018

Mar 29, 2018

SANDNES, KAREN, LEIGH

VICE PRESIDENT OF OPERATIONS

01/2016

Mar 29, 2016

Mar 29, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MARINER, LLC

n/a

Bd affiliated wealth

$125B

yes

n/a

PALMER SQUARE CAPITAL MANAGEMENT LLC

n/a

Asset manager

$26B

yes

n/a

MARINER WEALTH ADVISORS-CINCINNATI, LLC

n/a

Former SEC adviser

$2.8B

yes

n/a

MARINER WEALTH ADVISORS-OKLAHOMA, LLC

n/a

Former SEC adviser

$2.4B

yes

n/a

MARINER RETIREMENT ADVISORS, LLC

n/a

Former SEC adviser

$1.7B

yes

n/a

VANTAGE INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

MARINER WEALTH ADVISORS-MANASQUAN, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

ASCENT INVESTMENT PARTNERS, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

NUANCE INVESTMENTS, LLC

n/a

Other adviser

$984M

yes

n/a

MARINER WEALTH ADVISORS-ST. LOUIS, LLC

n/a

Former SEC adviser

$615M

yes

n/a

CONVERGENCE INVESTMENT PARTNERS, LLC

n/a

Mixed wealth

$524M

yes

n/a

KUMMER FINANCIAL STRATEGIES, LLC

n/a

Former SEC adviser

$279M

yes

n/a

ALEGRIA ENERGY, LLC

n/a

Former SEC adviser

$177M

yes

n/a

FLYOVER CAPITAL PARTNERS, LLC

n/a

Asset manager

$148M

yes

n/a

MARINER WEALTH ADVISORS-IC, LLC

n/a

No RAUM reported

yes

n/a

ENTERPRISE RISK STRATEGIES, LLC

n/a

yes

n/a

MARINER CONSULTING-OKLAHOMA, LLC

n/a

yes

n/a

MARINER INSTITUTIONAL CONSULTING, LLC

n/a

Former SEC adviser

n/a

yes

n/a

MARINER INSURANCE RESOURCES, LLC

n/a

yes

n/a

MARINER TRUST COMPANY, LLC

n/a

yes

n/a

MONTAGE SECURITIES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Madison

United States

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$1.1B

n/a

2016

Mar 31, 2017

$907M

n/a

2015

Mar 29, 2016

$866M

n/a

2014

Mar 26, 2015

$850M

n/a

2013

Mar 20, 2014

$769M

n/a

2012

Mar 21, 2013

$692M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$1.1B

$907M

15.9%

$850M

7.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Jul 3, 2018

Jan 30, 2017

MADISON, NJ

Firm absorbed

RIA to RIA

75.0%