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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

ANTHONY SANTO

Advisor at PARTNERS CAPITAL SERVICES, INC.

HAUPPAUGE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac8c7c06-d590-271e-758d-47873275bc36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARTNERS CAPITAL SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 14, 2018
First registration: Dec 17, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 7005813

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARTNERS CAPITAL SERVICES, INC.	Independent wealth	Dec 15, 2025	n/a	yes	HAUPPAUGE, NY	Current employment
ROCKLINE WEALTH MANAGEMENT LLC	Independent wealth	May 1, 2023	Nov 6, 2025	no	ISLIP TERRACE, NY\|PLAINVIEW, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 9, 2021	Aug 9, 2023	no	PLAINVIEW, NY	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 8, 2021	Nov 16, 2021	no	LAKE GROVE, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 17, 2018	Oct 28, 2021	no	MELVILLE, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROCKLINE WEALTH MANAGEMENT LLC	PARTNERS CAPITAL SERVICES, INC.	Nov 6, 2025	Dec 15, 2025	39	Firm change	RIA to RIA
LPL FINANCIAL LLC	ROCKLINE WEALTH MANAGEMENT LLC	Aug 9, 2023	May 1, 2023	-100	Firm change after gap	Ibd to new firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS	LPL FINANCIAL LLC	Nov 16, 2021	Nov 9, 2021	-7	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 28, 2021	Nov 8, 2021	11	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:324004:NY:2023-08-09	Aug 9, 2023	May 1, 2023	PLAINVIEW, NY	Firm change after gap

Relationships

Registered with (5)

→ PARTNERS CAPITAL SERVICES, INC.Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ ROCKLINE WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
May 1, 2023 to Nov 6, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 9, 2021 to Aug 9, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 8, 2021 to Nov 16, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 17, 2018 to Oct 28, 2021factForm ADV

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
Anthony Santo left Rockline Wealth Management Llc for Partners Capital Services, Inc. (registered 2025-12-15)
Form ADVobserved 6 days ago
Occurred
Aug 9, 2023
Advisor changed firm
Anthony Santo left Lpl Financial Llc for Rockline Wealth Management Llc (registered 2023-05-01)
Form ADVobserved 6 days ago