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Advisor at FIFTH THIRD SECURITIES, INC.
CINCINNATI, OH | LOVELAND, OH | Montgomery, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jun 11, 2024 | n/a | yes | CINCINNATI, OH|LOVELAND, OH|Montgomery, OH | Current employment |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jun 19, 2009 | Dec 3, 2021 | no | CINCINNATI, OH|DAYTON, OH|CINCINNATI, OH | Previous registration |
| GUGGENHEIM INVESTMENTS | Asset manager | Jun 22, 2004 | Jan 11, 2006 | no | LISLE, IL | Previous registration |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | Other adviser | Nov 22, 2002 | Jun 24, 2004 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GUGGENHEIM INVESTMENTS | FIFTH THIRD SECURITIES, INC. | Jan 11, 2006 | Jun 19, 2009 | 1,255 | Firm change after gap | Other |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | GUGGENHEIM INVESTMENTS | Jun 24, 2004 | Jun 22, 2004 | -2 | Firm change | Other |