DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew E Griffin
Certified Financial Planner
Feed of 09/14/2026
Also filed as Matthew E Griffin
At current firm
2 y
since Jun 11, 2024
In the industry
27 y
since Feb 25, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fifth Third Securities, Inc. BD affiliated currentsince Jun 11, 2024 · Cincinnati, Oh
- Fifth Third Securities, Inc. BD affiliatedJun 19, 2009 to Dec 3, 2021 · Cincinnati, Oh
- Guggenheim Investments asset managerJun 22, 2004 to Jan 11, 2006 · Lisle, Il
- Dws Investment Management Americas, Inc. otherNov 22, 2002 to Jun 24, 2004 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Guggenheim Investments to Fifth Third Securities, Inc.left Jan 11, 2006, registered Jun 19, 2009 (1255 days) · Other
- Dws Investment Management Americas, Inc. to Guggenheim Investmentsleft Jun 24, 2004, registered Jun 22, 2004 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address