DFX Intelligence

B•••• J• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

B•••• J• L•••••••

Advisor at T•••••••• A••••••• G••••• I•••

GREENSBURG, PA | DUBLIN, OH

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Search this name across graphsid dfx:ria:4b783dfe-75a0-92d2-008b-0f844d9014ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• A••••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 23, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• A••••••• G••••• I•••	Bd affiliated wealth	Apr 4, 2024	n/a	yes	DUBLIN, OH\|GREENSBURG, PA	Current employment
A••••• F•••••••• P•••••••• I•••	Independent wealth	Mar 10, 2017	Aug 1, 2023	no	Dublin, OH\|Dublin, OH\|DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• F•••••••• P•••••••• I•••	T•••••••• A••••••• G••••• I•••	Aug 1, 2023	Apr 4, 2024	247	Firm change	RIA to ibd
S••••••••• W••••• M••••••••• L••	A••••• F•••••••• P•••••••• I•••	Mar 13, 2017	Mar 10, 2017

Relationships

Registered with (6)

→ T•••••••• A••••••• G••••• I•••Registered adviserregistration: current employment
Apr 4, 2024 to presentfactForm ADV
→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Mar 10, 2017 to Aug 1, 2023factForm ADV
→ S••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 22, 2010 to Mar 13, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Aug 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b783dfe-75a0-92d2-008b-0f844d9014ff
First observed: Aug 28, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.