DFX Intelligence

T••••• C•••• K•••••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

T••••• C•••• K•••••••• R••••••••

Advisor at S••••• I••••••••• A•••••••• L••

Southlake, TX | ST. GEORGE, UT

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Search this name across graphsid dfx:ria:4b90321a-ac37-7de3-4ef3-224458de2bfc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 24, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• I••••••••• A•••••••• L••	Independent wealth	Jan 19, 2026	n/a	yes	Southlake, TX\|ST. GEORGE, UT	Current employment
M•••••• W••••• M••••••••• L•	Independent wealth	Jan 26, 2026	Jan 26, 2026	no	Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• M••••••••• L•	n/a	Jan 26, 2026	n/a	n/a	Departure no registered destination	Departure
B•••••• W••••• A•••••••• L••	S••••• I••••••••• A•••••••• L••	Sep 25, 2024	Oct 7, 2024	12

Team moves

••• Locked

Team	Left	Joined	From	Kind
132578:111147:WA:2021-02-23	Feb 23, 2021	Feb 9, 2021	VANCOUVER, WA	Firm change

Relationships

Registered with (6)

→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 7, 2024 to Jan 16, 2026factForm ADV
→ M•••••• W••••• M••••••••• L•Registered adviserregistration: previous registration
Jan 26, 2026 to Jan 26, 2026factForm ADV
→ B•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 19, 2022 to Sep 25, 2024factForm ADV
→ E• W••••• A•••••••

Dated events

Occurred
Jan 26, 2026
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b90321a-ac37-7de3-4ef3-224458de2bfc
First observed: May 24, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.