DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• C•••• K•••••••• R••••••••

S••••• I••••••••• A•••••••• L••independent RIASouthlake, Tx IA-onlyIAPD 6626625

Certified Financial Planner

Feed of 09/15/2026

Also filed as Thomas C Rasmussen

At current firm

0 y

since Jan 19, 2026

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• I••••••••• A•••••••• L•• independent RIA current
since Jan 19, 2026 · Southlake, Tx
M•••••• W••••• M••••••••• L• independent RIA
Jan 26, 2026 to Jan 26, 2026 · Dallas, Tx
S••••• I••••••••• A•••••••• L•• independent RIA
Oct 7, 2024 to Jan 16, 2026 · St. George, Ut
B•••••• W••••• A•••••••• L•• independent RIA
May 19, 2022 to Sep 25, 2024 · West Richland, Wa
E• W••••• A••••••• independent RIA
Feb 9, 2021 to Sep 15, 2021 · Torrance, Ca
N••••••• F•••••••• G••••• L•• former
Sep 27, 2018 to Feb 23, 2021 · Vancouver, Wa
S•••••••• A••••••• L•• national BD
May 24, 2017 to Jul 7, 2018 · American Fork, Ut

Moves

a registration end followed by a registration begin elsewhere

M•••••• W••••• M••••••••• L• to no registered destination
left Jan 26, 2026 · Departure, no registered destination
B•••••• W••••• A•••••••• L•• to S••••• I••••••••• A•••••••• L••
left Sep 25, 2024, registered Oct 7, 2024 (12 days) · RIA to RIA
E• W••••• A••••••• to B•••••• W••••• A•••••••• L••
left Sep 15, 2021, registered May 19, 2022 (246 days) · RIA to RIA
N••••••• F•••••••• G••••• L•• to E• W••••• A•••••••
left Feb 23, 2021, registered Feb 9, 2021 (-14 days) · RIA to RIA · moved with a team
S•••••••• A••••••• L•• to N••••••• F•••••••• G••••• L••
left Jul 7, 2018, registered Sep 27, 2018 (82 days) · Affiliated broker-dealer or bank to independent RIA

Signals

T••••• C•••• K•••••••• R•••••••• no longer registered at M•••••• W••••• M••••••••• L•; no later IA registration on IAPD
Jan 26, 2026 · Advisor departure · fact
T••••• C•••• K•••••••• R•••••••• left B•••••• W••••• A•••••••• L•• for S••••• I••••••••• A•••••••• L•• (registered 2024-10-07)
Sep 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address