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Advisor at PRIME CAPITAL FINANCIAL
Watkinsville, GA | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Mar 6, 2025 | n/a | yes | Watkinsville, GA|OVERLAND PARK, KS | Current employment |
| SUGARLOAF WEALTH MANAGEMENT, LLC | Former SEC adviser | Feb 16, 2017 | Mar 7, 2025 | no | WATKINSVILLE, GA|DULUTH, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 25, 2011 | Jul 1, 2016 | no | ATHENS, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 15, 2010 | Nov 4, 2011 | no | Athens, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUGARLOAF WEALTH MANAGEMENT, LLC | PRIME CAPITAL FINANCIAL | Mar 7, 2025 | Mar 6, 2025 | -1 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SUGARLOAF WEALTH MANAGEMENT, LLC | Jul 1, 2016 | Feb 16, 2017 | 230 | Firm change | Other |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 4, 2011 | Oct 25, 2011 | -10 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 129602:288712:GA:2025-03-06 | Mar 7, 2025 | Mar 6, 2025 | DULUTH, GA | Firm change |