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Advisor at REDHAWK WEALTH ADVISORS, INC.
KINGSTON SPRINGS, TN | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REDHAWK WEALTH ADVISORS, INC. | Independent wealth | Dec 10, 2020 | n/a | yes | MINNEAPOLIS, MN|KINGSTON SPRINGS, TN | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 25, 2016 | May 8, 2018 | no | Cincinnati, OH | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Oct 29, 2013 | May 20, 2016 | no | MIDDLETOWN, CT|CINCINNATI, OH | Previous registration |
| CERITY PARTNERS OCIO LLC | Institutional manager | May 17, 2012 | Nov 15, 2012 | no | NEW YORK, NY | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 3, 2008 | May 17, 2012 | no | SHARONVILLE, OH|WEST CHESTER, OH|CINCINNATI, OH | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Feb 19, 2003 | Feb 15, 2008 | no | CINCINNATI, OH|CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | REDHAWK WEALTH ADVISORS, INC. | May 8, 2018 | Dec 10, 2020 | 947 | Firm change after gap | Ibd to RIA |
| CONCOURSE FINANCIAL GROUP ADVISORS | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 20, 2016 | May 25, 2016 | 5 | Firm change | Other |
| CERITY PARTNERS OCIO LLC | CONCOURSE FINANCIAL GROUP ADVISORS | Nov 15, 2012 | Oct 29, 2013 | 348 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | CERITY PARTNERS OCIO LLC | May 17, 2012 | May 17, 2012 | 0 | Firm change | Other |
| ESI FINANCIAL ADVISORS | SECURITIES AMERICA ADVISORS, INC. | Feb 15, 2008 | Jul 3, 2008 | 139 | Firm change | Other |