DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dennis Eugene Pascarella
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
5 y
since Dec 10, 2020
In the industry
31 y
since Aug 14, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Redhawk Wealth Advisors, Inc. independent RIA currentsince Dec 10, 2020 · Minneapolis, Mn
- Cambridge Investment Research Advisors, Inc. BD affiliatedMay 25, 2016 to May 8, 2018 · Cincinnati, Oh
- Concourse Financial Group Advisors formerOct 29, 2013 to May 20, 2016 · Middletown, Ct
- Cerity Partners Ocio LLC institutionalMay 17, 2012 to Nov 15, 2012 · New York, Ny
- Securities America Advisors, Inc. formerJul 3, 2008 to May 17, 2012 · Sharonville, Oh
- Esi Financial Advisors independent RIAFeb 19, 2003 to Feb 15, 2008 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Redhawk Wealth Advisors, Inc.left May 8, 2018, registered Dec 10, 2020 (947 days) · Affiliated broker-dealer or bank to independent RIA
- Concourse Financial Group Advisors to Cambridge Investment Research Advisors, Inc.left May 20, 2016, registered May 25, 2016 (5 days) · Other
- Cerity Partners Ocio LLC to Concourse Financial Group Advisorsleft Nov 15, 2012, registered Oct 29, 2013 (348 days) · Other
- Securities America Advisors, Inc. to Cerity Partners Ocio LLCleft May 17, 2012, registered May 17, 2012 (0 days) · Other
- Esi Financial Advisors to Securities America Advisors, Inc.left Feb 15, 2008, registered Jul 3, 2008 (139 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address