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Advisor at MOLLOT & HARDY, INC.
AMHERST, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MOLLOT & HARDY, INC. | Independent wealth | Jan 10, 2024 | n/a | yes | AMHERST, NY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | AMHERST, NY | Current employment |
| MOLLOT & HARDY, INC. | Independent wealth | May 17, 2023 | Dec 31, 2023 | no | AMHERST, NY | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Apr 26, 2021 | Nov 3, 2023 | no | AMHERST, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MOLLOT & HARDY, INC. | OSAIC WEALTH, INC. | Dec 31, 2023 | Nov 3, 2023 | -58 | Firm change after gap | RIA to ibd |
| FSC SECURITIES CORPORATION | MOLLOT & HARDY, INC. | Nov 3, 2023 | May 17, 2023 | -170 | Firm change after gap | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 128377:23131:NY:2023-12-31 | Dec 31, 2023 | Nov 3, 2023 | AMHERST, NY | Firm change after gap |
| 7461:128377:NY:2023-11-03 | Nov 3, 2023 | May 17, 2023 | AMHERST, NY | Firm change after gap |