DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• G•••• S••••

M••••• • H••••• I•••independent RIAAmherst, Nydual registrantIAPD 1037938

Feed of 09/14/2026

Also filed as Sanford G Seide

At current firm

2 y

since Nov 3, 2023

In the industry

20 y

since Jan 2, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• • H••••• I••• independent RIA current
since Jan 10, 2024 · Amherst, Ny
O•••• W•••••• I••• BD affiliated current
since Nov 3, 2023 · Amherst, Ny
M••••• • H••••• I••• independent RIA
May 17, 2023 to Dec 31, 2023 · Amherst, Ny
F•• S••••••••• C••••••••• former
Apr 26, 2021 to Nov 3, 2023 · Amherst, Ny

Moves

a registration end followed by a registration begin elsewhere

M••••• • H••••• I••• to O•••• W•••••• I•••
left Dec 31, 2023, registered Nov 3, 2023 (-58 days) · RIA to affiliated broker-dealer or bank · moved with a team
F•• S••••••••• C••••••••• to M••••• • H••••• I•••
left Nov 3, 2023, registered May 17, 2023 (-170 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

Signals

Sanford Garry Seide left Mollot & Hardy, Inc. for Osaic Wealth, Inc. (registered 2023-11-03)
Dec 31, 2023 · Advisor changed firm · fact
Sanford Garry Seide left Fsc Securities Corporation for Mollot & Hardy, Inc. (registered 2023-05-17)
Nov 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address