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D••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

D••••• M•••••••••

Advisor at L•• F•••••••• L••

Fishers, IN | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:4bc1ec1e-d713-0bf5-0289-a89e046a938c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 17, 2024	n/a	yes	Fishers, IN\|SAN DIEGO, CA	Current employment
A•••••• P••••••• P•••••••• I•••	Bd affiliated wealth	May 20, 2016	May 2, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• P••••••• P•••••••• I•••	L•• F•••••••• L••	May 2, 2024	Apr 17, 2024	-15	Firm change	Ibd to ibd
S•••••••••	A•••••• P••••••• P•••••••• I•••	Jul 27, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
119040:106237:GA:2016-07-27	Jul 27, 2016	May 20, 2016	MARRIETTA, GA	Firm change after gap
158010:119040:IN:2016-03-21	Mar 21, 2016	Jan 27, 2016	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 17, 2024 to presentfactForm ADV
→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: previous registration
May 20, 2016 to May 2, 2024factForm ADV
→ S•••••••••Registered adviserregistration: previous registration
Jan 27, 2016 to Jul 27, 2016factForm ADV
→ V••••••• W•••••• L••

Dated events

Occurred
May 2, 2024
Advisor changed firm
D••••• M••••••••• left A•••••• P••••••• P•••••••• I••• for L•• F•••••••• L•• (registered 2024-04-17)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bc1ec1e-d713-0bf5-0289-a89e046a938c
First observed: Aug 13, 2012
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.